TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-11.97%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$241M
AUM Growth
+$241M
Cap. Flow
-$2.01M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.21%
Holding
346
New
20
Increased
82
Reduced
58
Closed
24

Top Buys

1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$10M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$8.78M
3
CRF
Cornerstone Total Return Fund
CRF
$3.5M
4
SPE
Special Opportunities Fund
SPE
$1.71M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.42M

Top Sells

1
HFRO
Highland Opportunities and Income Fund
HFRO
$5.09M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$4.37M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$3M
4
ECC
Eagle Point Credit Co
ECC
$2M
5
SAR icon
Saratoga Investment
SAR
$1.97M

Sector Composition

1 Financials 7.6%
2 Industrials 3.02%
3 Consumer Discretionary 1.73%
4 Materials 1.1%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SQM icon
301
Sociedad Química y Minera de Chile
SQM
$12.5B
$2K ﹤0.01%
22
-25
-53% -$2.27K
SUZ icon
302
Suzano
SUZ
$11.8B
$2K ﹤0.01%
160
– –
TCOM icon
303
Trip.com Group
TCOM
$46.6B
$2K ﹤0.01%
83
+18
+28% +$434
UMC icon
304
United Microelectronic
UMC
$16.7B
$2K ﹤0.01%
248
– –
V icon
305
Visa
V
$681B
$2K ﹤0.01%
9
– –
ONC
306
BeOne Medicines Ltd. American Depositary Shares
ONC
$37B
$2K ﹤0.01%
15
– –
WE.WS
307
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
$2K ﹤0.01%
2,399
– –
ASX icon
308
ASE Group
ASX
$22.5B
$1K ﹤0.01%
255
-65
-20% -$255
BEKE icon
309
KE Holdings
BEKE
$21.8B
$1K ﹤0.01%
+55
New +$1K
DRTSW icon
310
Alpha Tau Medical Warrant
DRTSW
$6.68M
$1K ﹤0.01%
2,500
– –
GOOG icon
311
Alphabet (Google) Class C
GOOG
$2.79T
$1K ﹤0.01%
9
– –
GRFS icon
312
Grifois
GRFS
$6.53B
$1K ﹤0.01%
+91
New +$1K
LTRYW icon
313
Lottery.com, Inc. Warrants
LTRYW
$374K
$1K ﹤0.01%
4,529
– –
PAGS icon
314
PagSeguro Digital
PAGS
$2.66B
$1K ﹤0.01%
121
+63
+109% +$521
WEN icon
315
Wendy's
WEN
$1.91B
$1K ﹤0.01%
+42
New +$1K
SMAR
316
DELISTED
Smartsheet Inc.
SMAR
$1K ﹤0.01%
47
– –
TWKS
317
DELISTED
Thoughtworks Holding, Inc. Common Stock
TWKS
$1K ﹤0.01%
82
+22
+37% +$268
DNA.WS
318
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$1K ﹤0.01%
2,000
– –
TDCX
319
DELISTED
TDCX Inc. American Depositary Shares, each representing one Class A ordinary share
TDCX
$1K ﹤0.01%
111
– –
DOMA.WS
320
DELISTED
Doma Holdings, Inc. Warrants, Every 25 warrants will be exercisable for one share of Common Stock at an exercise price of $287.50 per share of Common Stock
DOMA.WS
$1K ﹤0.01%
5,000
– –
PIPP.WS
321
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$1K ﹤0.01%
4,597
– –
PSTH.WS
322
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$1K ﹤0.01%
3,000
– –
AZPN
323
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-33
Closed -$5K
ATVI
324
DELISTED
Activision Blizzard Inc.
ATVI
– –
-36
Closed -$3K
BRCC.WS
325
DELISTED
BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a
BRCC.WS
– –
-9,700
Closed -$43K
10 11 12
13
14