TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $292M
1-Year Est. Return 6.87%
This Quarter Est. Return
1 Year Est. Return
+6.87%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$241M
AUM Growth
-$25.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
346
New
Increased
Reduced
Closed

Top Buys

1
+$10M
2
+$8.78M
3
+$3.5M
4
SPE
Special Opportunities Fund
SPE
+$1.71M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.42M

Top Sells

1
+$5.09M
2
+$4.37M
3
+$3M
4
ECC
Eagle Point Credit Co
ECC
+$2M
5
SAR icon
Saratoga Investment
SAR
+$1.97M

Sector Composition

1 Financials 7.62%
2 Industrials 3.02%
3 Consumer Discretionary 1.73%
4 Materials 1.1%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
301
$2K ﹤0.01%
83
+18
302
$2K ﹤0.01%
248
303
$2K ﹤0.01%
9
304
$2K ﹤0.01%
192
+65
305
$2K ﹤0.01%
30
306
$2K ﹤0.01%
22
-25
307
$2K ﹤0.01%
160
308
$1K ﹤0.01%
4,529
309
$1K ﹤0.01%
121
+63
310
$1K ﹤0.01%
+42
311
$1K ﹤0.01%
47
312
$1K ﹤0.01%
82
+22
313
$1K ﹤0.01%
2,000
314
$1K ﹤0.01%
111
315
$1K ﹤0.01%
5,000
316
$1K ﹤0.01%
4,597
317
$1K ﹤0.01%
3,000
318
$1K ﹤0.01%
255
-65
319
$1K ﹤0.01%
+55
320
$1K ﹤0.01%
2,500
321
$1K ﹤0.01%
180
322
$1K ﹤0.01%
+91
323
– –
-178
324
– –
-37
325
– –
-10,537
10 11 12
13
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