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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSY icon
301
Bentley Systems
BSY
$10.7B
$3K ﹤0.01%
55
– –
BUD icon
302
AB InBev
BUD
$167B
$3K ﹤0.01%
45
– –
ELAN icon
303
Elanco Animal Health
ELAN
$13.1B
$3K ﹤0.01%
87
– –
ES icon
304
Eversource Energy
ES
$27.1B
$3K ﹤0.01%
40
– –
GDDY icon
305
GoDaddy
GDDY
$10.5B
$3K ﹤0.01%
44
– –
GS icon
306
Goldman Sachs
GS
$302B
$3K ﹤0.01%
8
– –
IBKR icon
307
Interactive Brokers
IBKR
$39.5B
$3K ﹤0.01%
188
– –
ICE icon
308
Intercontinental Exchange
ICE
$86B
$3K ﹤0.01%
29
– –
JOF
309
Japan Smaller Capitalization Fund
JOF
$321M
$3K ﹤0.01%
321
– –
KF
310
Korea Fund
KF
$234M
$3K ﹤0.01%
85
– –
LII icon
311
Lennox International
LII
$14.6B
$3K ﹤0.01%
10
– –
LSEAW
312
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$3K ﹤0.01%
12,738
– –
ORGNW
313
DELISTED
Origin Materials Inc Warrants
ORGNW
$3K ﹤0.01%
1,853
– –
PSX icon
314
Phillips 66
PSX
$84.2B
$3K ﹤0.01%
38
– –
RARE icon
315
Ultragenyx Pharmaceutical
RARE
$2.44B
$3K ﹤0.01%
30
– –
SHG icon
316
Shinhan Financial Group
SHG
$32.9B
$3K ﹤0.01%
84
– –
YUMC icon
317
Yum China
YUMC
$16.4B
$3K ﹤0.01%
46
– –
NBIS
318
Nebius Group N.V.
NBIS
$47.8B
$3K ﹤0.01%
36
– –
SMAR
319
DELISTED
Smartsheet Inc.
SMAR
$3K ﹤0.01%
47
– –
RBAC.U
320
DELISTED
RedBall Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one
RBAC.U
$3K ﹤0.01%
298
– –
ATVI
321
DELISTED
Activision Blizzard
ATVI
$3K ﹤0.01%
36
– –
ACMR icon
322
ACM Research
ACMR
$5.54B
$2K ﹤0.01%
+48
New +$1.47K
ANSS
323
DELISTED
Ansys
ANSS
$2K ﹤0.01%
6
– –
ASX icon
324
ASE Group
ASX
$78B
$2K ﹤0.01%
293
– –
CHE icon
325
Chemed
CHE
$7.09B
$2K ﹤0.01%
5
– –
11 12
13
14 15

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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.