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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
301
iShares Floating Rate Bond ETF
FLOT
$10.2B
– –
-159,830
Closed -$8.15M
FTI icon
302
TechnipFMC
FTI
$28.6B
– –
-550
Closed -$13K
GE icon
303
GE Aerospace
GE
$364B
– –
-556
Closed -$30K
GGZ
304
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
– –
-1,046
Closed -$13K
HOMB icon
305
Home BancShares
HOMB
$6.3B
– –
-28,416
Closed -$622K
IBM icon
306
IBM
IBM
$214B
– –
-52
Closed -$8K
KTF
307
DWS Municipal Income Trust
KTF
$345M
– –
-13,000
Closed -$136K
MLCO icon
308
Melco Resorts & Entertainment
MLCO
$2.21B
– –
-389
Closed -$8K
NAC icon
309
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
– –
-153,485
Closed -$1.99M
NAD icon
310
Nuveen Quality Municipal Income Fund
NAD
$2.72B
– –
-7,920
Closed -$101K
NEAR icon
311
iShares Short Maturity Bond ETF
NEAR
$4.82B
– –
-2,700
Closed -$135K
OXLC
312
Oxford Lane Capital
OXLC
$863M
– –
-103,053
Closed -$5.46M
RGT
313
Royce Global Value Trust
RGT
$97.3M
– –
-4,104
Closed -$43K
SLB icon
314
SLB Ltd
SLB
$72.7B
– –
-269
Closed -$16K
TCOM icon
315
Trip.com Group
TCOM
$29B
– –
-123
Closed -$5K
CTR
316
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
– –
-2,158
Closed -$123K
MN
317
DELISTED
MANNING & NAPIER, INC.
MN
– –
-10,000
Closed -$30K
TGP
318
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-9,589
Closed -$160K
AABA
319
DELISTED
Altaba Inc
AABA
– –
-1,633
Closed -$111K
AKP
320
DELISTED
Alliance Californa Muni Fd
AKP
– –
-7,615
Closed -$103K
MSF
321
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
– –
-716
Closed -$11K
TAHO
322
DELISTED
Tahoe Resources Inc
TAHO
– –
-131,900
Closed -$368K
LDF
323
DELISTED
Latin American Discovery Fund
LDF
– –
-2,593
Closed -$29K
EIA
324
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
– –
-3,880
Closed -$40K
CBA
325
DELISTED
ClearBridge American Energy MLP
CBA
– –
-7,666
Closed -$60K
9 10 11 12
13

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Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.