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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$269M
AUM Growth
+$41.9M
Cap. Flow
+$37.3M
Cap. Flow %
13.87%
Top 10 Hldgs %
40.16%
Holding
342
New
54
Increased
77
Reduced
95
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$8.83M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.29M
3
DSL
DoubleLine Income Solutions Fund
DSL
+$5.19M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$5.15M
5
FMO
Fiduciary/Claymore Energy Infrastructure Fund
FMO
+$3M

Top Sells

Rank Stock Value
1
BST icon
BlackRock Science and Technology Trust
BST
+$5.72M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$3.26M
3
ZF
Virtus Total Return Fund Inc.
ZF
+$2.02M
4
TY icon
TRI-Continental Corp
TY
+$1.42M
5
RVT icon
Royce Value Trust
RVT
+$1.37M

Sector Composition

Rank Sector Weight
1 Financials 6.52%
2 Consumer Discretionary 4.44%
3 Industrials 4.41%
4 Consumer Staples 2.21%
5 Materials 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEON icon
301
VEON
VEON
$3.6B
$6K ﹤0.01%
63
– –
BNS icon
302
Scotiabank
BNS
$106B
$5K ﹤0.01%
81
– –
MET icon
303
MetLife
MET
$61.2B
$5K ﹤0.01%
105
– –
TCOM icon
304
Trip.com Group
TCOM
$28.2B
$5K ﹤0.01%
108
– –
KST
305
DELISTED
Deutsche Strategic Income Trust
KST
$5K ﹤0.01%
400
– –
JGH icon
306
Nuveen Global High Income Fund
JGH
$348M
$4K ﹤0.01%
227
-17,903
-99% -$303K
LPG icon
307
Dorian LPG
LPG
$1.88B
$4K ﹤0.01%
+443
New +$3.4K
QSR icon
308
Restaurant Brands International
QSR
$25.7B
$1K ﹤0.01%
10
– –
WEN icon
309
Wendy's
WEN
$1.42B
$1K ﹤0.01%
42
– –
MNE
310
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$1K ﹤0.01%
+100
New +$1.37K
ARDC
311
Are Dynamic Credit Allocation Fund
ARDC
$296M
– –
-10,696
Closed -$175K
ARMP icon
312
Armata Pharmaceuticals
ARMP
$175M
$0 ﹤0.01%
+7
New +$103
AWF
313
AllianceBernstein Global High Income Fund
AWF
$868M
– –
-3,140
Closed -$41K
BA icon
314
Boeing
BA
$167B
– –
-717
Closed -$182K
BLW icon
315
BlackRock Limited Duration Income Trust
BLW
$491M
– –
-250
Closed -$4K
CAT icon
316
Caterpillar
CAT
$392B
– –
-713
Closed -$89K
CSCO icon
317
Cisco
CSCO
$448B
– –
-716
Closed -$24K
CVX icon
318
Chevron
CVX
$381B
– –
-727
Closed -$85K
EMD
319
Western Asset Emerging Markets Debt Fund
EMD
$611M
– –
-4,048
Closed -$64K
EOI
320
Eaton Vance Enhanced Equity Income Fund
EOI
$805M
– –
-250
Closed -$4K
GILD icon
321
Gilead Sciences
GILD
$163B
– –
-2,000
Closed -$162K
GLO
322
Clough Global Opportunities Fund
GLO
$248M
– –
-300
Closed -$3K
GS icon
323
Goldman Sachs
GS
$305B
– –
-700
Closed -$166K
HQL
324
abrdn Life Sciences Investors
HQL
$588M
– –
-69
Closed -$1K
MA icon
325
Mastercard
MA
$488B
– –
-92
Closed -$13K
10 11 12
13
14

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Thomas J. Herzfeld Advisors held 342 positions worth $269M, up 18% from $227M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors deployed $37.3M of net new capital in Q4 2017, opening 54 new positions and adding to 77 existing holdings. Its largest new stake was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 7.2% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was BlackRock Science and Technology Trust, an estimated $5.72M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2017 buy was Fiduciary/Claymore Energy Infrastructure Fund: 50,213 shares worth $3.3M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2017, an estimated $8.83M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2017 reduction was BlackRock Science and Technology Trust, cutting an estimated $5.72M.
  • Thomas J. Herzfeld Advisors fully exited First Trust Dynamic Europe Equity Income Fund in Q4 2017, selling an estimated $1.12M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $269M portfolio in Q4 2017.
  • Thomas J. Herzfeld Advisors opened 54 new positions and closed 31 in Q4 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 18% quarter-over-quarter to $269M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.