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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOF icon
301
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
– –
-19,048
Closed -$223K
HQH
302
abrdn Healthcare Investors
HQH
$1.24B
– –
-1,433
Closed -$30K
LYG icon
303
Lloyds Banking Group
LYG
$89B
– –
-7,926
Closed -$25K
MNKD icon
304
MannKind Corp
MNKD
$1.22B
– –
-200
Closed -$1K
NGG icon
305
National Grid
NGG
$81.6B
– –
-444
Closed -$25K
NVG icon
306
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
– –
-13,677
Closed -$198K
PFN
307
PIMCO Income Strategy Fund II
PFN
$693M
– –
-7,923
Closed -$75K
PPT
308
Franklin Premier Income Trust
PPT
$323M
– –
-8,382
Closed -$42K
RAND icon
309
Rand Capital
RAND
$29.9M
– –
-222
Closed -$6K
TEVA icon
310
Teva Pharmaceuticals
TEVA
$36.2B
– –
-430
Closed -$16K
TMO icon
311
Thermo Fisher Scientific
TMO
$208B
– –
-247
Closed -$35K
TRIP icon
312
TripAdvisor
TRIP
$1.66B
– –
-385
Closed -$18K
VIPS icon
313
Vipshop
VIPS
$7.08B
– –
-1,926
Closed -$21K
VOD icon
314
Vodafone
VOD
$36.4B
– –
-781
Closed -$19K
NDP
315
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– –
-23
Closed -$3K
RDS.B
316
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-351
Closed -$826K
PCI
317
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-485,235
Closed -$9.81M
EFF
318
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-1,471
Closed -$25K
EGIF
319
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
– –
-9,589
Closed -$156K
KYE
320
DELISTED
Kayne Anderson Energy
KYE
– –
-53,522
Closed -$632K
TKF
321
DELISTED
Turkish Inv Fund
TKF
– –
-2,944
Closed -$20K
GGE
322
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
– –
-61,363
Closed -$991K
TI
323
DELISTED
Telecom Italia
TI
– –
-2,428
Closed -$22K
PHF
324
DELISTED
Pacholder High Yield
PHF
– –
-21,390
Closed -$154K
GEQ
325
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
– –
-4,571
Closed -$75K
9 10 11 12
13

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BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.