TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+7.01%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$228M
AUM Growth
+$228M
Cap. Flow
-$2.07M
Cap. Flow %
-0.91%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

1
HERZ
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$1.77M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$1.58M
3
CET
Central Securities Corp
CET
$1.3M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$1.09M
5
DSL
DoubleLine Income Solutions Fund
DSL
$803K

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
$1.8M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$991K
4
BXMX icon
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$982K
5
TY icon
TRI-Continental Corp
TY
$884K

Sector Composition

1 Consumer Discretionary 5.91%
2 Industrials 5.35%
3 Financials 4.8%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FOF icon
301
Cohen & Steers Closed End Opportunity Fund
FOF
$361M
– – -19,048 Closed -$223K
HQH
302
abrdn Healthcare Investors
HQH
$891M
– – -1,433 Closed -$30K
LYG icon
303
Lloyds Banking Group
LYG
$64.3B
– – -7,926 Closed -$25K
MNKD icon
304
MannKind Corp
MNKD
$1.41B
– – -1,000 Closed -$1K
NGG icon
305
National Grid
NGG
$70B
– – -428 Closed -$25K
NVG icon
306
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
– – -13,677 Closed -$198K
PFN
307
PIMCO Income Strategy Fund II
PFN
$710M
– – -7,923 Closed -$75K
PPT
308
Putnam Premier Income Trust
PPT
$353M
– – -8,382 Closed -$42K
RAND icon
309
Rand Capital
RAND
$47.9M
– – -2,000 Closed -$6K
TEVA icon
310
Teva Pharmaceuticals
TEVA
$21.1B
– – -430 Closed -$16K
TMO icon
311
Thermo Fisher Scientific
TMO
$186B
– – -247 Closed -$35K
TRIP icon
312
TripAdvisor
TRIP
$2.02B
– – -385 Closed -$18K
VIPS icon
313
Vipshop
VIPS
$8.25B
– – -1,926 Closed -$21K
VOD icon
314
Vodafone
VOD
$28.8B
– – -781 Closed -$19K
NDP
315
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
– – -180 Closed -$3K
RDS.B
316
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– – -351 Closed -$826K
PCI
317
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– – -485,235 Closed -$9.81M
EFF
318
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– – -1,471 Closed -$25K
EGIF
319
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
– – -9,589 Closed -$156K
KYE
320
DELISTED
Kayne Anderson Energy
KYE
– – -53,522 Closed -$632K
TKF
321
DELISTED
Turkish Inv Fund
TKF
– – -2,944 Closed -$20K
GGE
322
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
– – -61,363 Closed -$991K
TI
323
DELISTED
Telecom Italia
TI
– – -2,428 Closed -$22K
PHF
324
DELISTED
Pacholder High Yield
PHF
– – -21,390 Closed -$154K
GEQ
325
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
– – -4,571 Closed -$75K
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