TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+0.43%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$215M
AUM Growth
+$215M
Cap. Flow
+$15.1M
Cap. Flow %
7.01%
Top 10 Hldgs %
32.63%
Holding
327
New
19
Increased
117
Reduced
56
Closed
35

Top Buys

1
STEW
SRH Total Return Fund
STEW
$9.94M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
$3.44M
3
BST icon
BlackRock Science and Technology Trust
BST
$3.16M
4
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$2.86M
5
THQ
abrdn Healthcare Opportunities Fund
THQ
$2.74M

Top Sells

1
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
$7.38M
2
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$1.39M
3
BTF
BOULDER TOTAL RETURN FD INC
BTF
$1.35M
4
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$994K
5
DSL
DoubleLine Income Solutions Fund
DSL
$869K

Sector Composition

1 Industrials 4.66%
2 Consumer Discretionary 3.75%
3 Financials 3.12%
4 Consumer Staples 2.11%
5 Materials 1.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IEI icon
301
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
– – -6 Closed -$1K
JFR icon
302
Nuveen Floating Rate Income Fund
JFR
$1.13B
– – -800 Closed -$9K
LQD icon
303
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
– – -20 Closed -$2K
MBB icon
304
iShares MBS ETF
MBB
$41B
– – -38 Closed -$4K
NXPI icon
305
NXP Semiconductors
NXPI
$59.2B
– – -122 Closed -$9K
PCEF icon
306
Invesco CEF Income Composite ETF
PCEF
$840M
– – -21,000 Closed -$496K
PCY icon
307
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.22B
– – -27 Closed -$1K
SAN icon
308
Banco Santander
SAN
$141B
– – -968 Closed -$8K
SBS icon
309
Sabesp
SBS
$15.5B
– – -974 Closed -$6K
VDC icon
310
Vanguard Consumer Staples ETF
VDC
$7.6B
– – -40 Closed -$5K
VGI
311
Virtus Global Multi-Sector Income Fund
VGI
$90.5M
– – -3,001 Closed -$48K
XLF icon
312
Financial Select Sector SPDR Fund
XLF
$54.1B
– – -302 Closed -$7K
JTD
313
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– – -150 Closed -$2K
DSE
314
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
– – -20,600 Closed -$292K
JMLP
315
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
– – -16,501 Closed -$252K
NBD
316
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
– – -23,013 Closed -$505K
LBF
317
DELISTED
Deutsche Global High Incm Fund
LBF
– – -1,802 Closed -$14K
WX
318
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
– – -253 Closed -$9K
TRF
319
DELISTED
TEMPLETON RUSSIA & EAST EURO FD
TRF
– – -10,000 Closed -$90K
BTF
320
DELISTED
BOULDER TOTAL RETURN FD INC
BTF
– – -48,673 Closed -$1.35M
CFP
321
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
– – -65,346 Closed -$994K
FF
322
DELISTED
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
– – -772,342 Closed -$7.38M
EMI
323
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
– – -100 Closed -$1K
LAQ
324
DELISTED
Aberdeen Latin America Equity Fund, Inc.
LAQ
– – -88 Closed -$2K
PGZ
325
Principal Real Estate Income Fund
PGZ
$70.4M
– – -2,097 Closed -$39K
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