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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.62%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$259M
AUM Growth
+$7.83M
Cap. Flow
+$14.2M
Cap. Flow %
5.47%
Top 10 Hldgs %
47.55%
Holding
343
New
12
Increased
68
Reduced
58
Closed
7

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.49M
2
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$5.24M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$4.85M
4
OCCI
OFS Credit Co
OCCI
+$3.17M
5
QID icon
ProShares UltraShort QQQ
QID
+$3.15M

Top Sells

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$6.45M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.21M
3
JSD
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
+$4.06M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$3.73M
5
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$2.56M

Sector Composition

Rank Sector Weight
1 Financials 17.7%
2 Consumer Discretionary 2.68%
3 Industrials 2.62%
4 Materials 1.44%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROL icon
276
Rollins
ROL
$18.3B
$3.88K ﹤0.01%
104
+26
+33% +$1.05K
BLK icon
277
Blackrock
BLK
$169B
$3.88K ﹤0.01%
6
-1
-14% -$699
PBR icon
278
Petrobras
PBR
$125B
$3.84K ﹤0.01%
256
+32
+14% +$455
IBKR icon
279
Interactive Brokers
IBKR
$39.2B
$3.81K ﹤0.01%
176
-72
-29% -$1.6K
AAPL icon
280
Apple
AAPL
$4.54T
$3.77K ﹤0.01%
22
– –
CHT icon
281
Chunghwa Telecom
CHT
$33.1B
$3.74K ﹤0.01%
104
– –
IMVP
282
Invesco India ETF
IMVP
$125M
$3.73K ﹤0.01%
159
– –
ALNY icon
283
Alnylam Pharmaceuticals
ALNY
$27.5B
$3.72K ﹤0.01%
21
– –
TDY icon
284
Teledyne Technologies
TDY
$30.4B
$3.68K ﹤0.01%
9
– –
CHE icon
285
Chemed
CHE
$7.07B
$3.64K ﹤0.01%
7
– –
BTX
286
BlackRock Technology and Private Equity Term Trust
BTX
$922M
$3.63K ﹤0.01%
521
+10
+2% +$76
PFE icon
287
Pfizer
PFE
$143B
$3.62K ﹤0.01%
109
– –
THO icon
288
Thor Industries
THO
$3.9B
$3.62K ﹤0.01%
38
– –
SHW icon
289
Sherwin-Williams
SHW
$82.7B
$3.57K ﹤0.01%
14
– –
CHH icon
290
Choice Hotels
CHH
$5.07B
$3.55K ﹤0.01%
29
– –
SHOP icon
291
Shopify
SHOP
$152B
$3.55K ﹤0.01%
65
– –
ALLE icon
292
Allegion
ALLE
$13.4B
$3.54K ﹤0.01%
34
– –
FICO icon
293
Fair Isaac
FICO
$24.3B
$3.47K ﹤0.01%
4
– –
MMYT icon
294
MakeMyTrip
MMYT
$5.36B
$3.44K ﹤0.01%
85
– –
SKM icon
295
SK Telecom
SKM
$12.1B
$3.43K ﹤0.01%
160
– –
NXPI icon
296
NXP Semiconductors
NXPI
$57.8B
$3.4K ﹤0.01%
+17
New +$3.52K
NOW icon
297
ServiceNow
NOW
$115B
$3.35K ﹤0.01%
30
-5
-14% -$570
BFAM icon
298
Bright Horizons
BFAM
$3.92B
$3.1K ﹤0.01%
38
– –
ES icon
299
Eversource Energy
ES
$26.9B
$3.02K ﹤0.01%
52
– –
RYAAY icon
300
Ryanair
RYAAY
$30.4B
$2.82K ﹤0.01%
73
– –
10 11
12
13 14

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Thomas J. Herzfeld Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Thomas J. Herzfeld Advisors held 343 positions worth $259M, up 3.1% from $251M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors deployed $14.2M of net new capital in Q3 2023, opening 12 new positions and adding to 68 existing holdings. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Oxford Lane Capital, an estimated $6.45M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2023 buy was iShares 20+ Year Treasury Bond ETF: 67,500 shares worth $5.99M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Strategy Fund in Q3 2023, an estimated $5.24M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2023 reduction was Oxford Lane Capital, cutting an estimated $6.45M.
  • Thomas J. Herzfeld Advisors fully exited NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND in Q3 2023, selling an estimated $4.06M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $259M portfolio in Q3 2023.
  • Thomas J. Herzfeld Advisors opened 12 new positions and closed 7 in Q3 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.1% quarter-over-quarter to $259M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.