TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
-11.97%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$241M
AUM Growth
+$241M
Cap. Flow
-$2.01M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.21%
Holding
346
New
20
Increased
82
Reduced
58
Closed
24

Top Buys

1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$10M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$8.78M
3
CRF
Cornerstone Total Return Fund
CRF
$3.5M
4
SPE
Special Opportunities Fund
SPE
$1.71M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.42M

Top Sells

1
HFRO
Highland Opportunities and Income Fund
HFRO
$5.09M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$4.37M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$3M
4
ECC
Eagle Point Credit Co
ECC
$2M
5
SAR icon
Saratoga Investment
SAR
$1.97M

Sector Composition

1 Financials 7.6%
2 Industrials 3.02%
3 Consumer Discretionary 1.73%
4 Materials 1.1%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FRGE.WS
276
DELISTED
Forge Global Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock a
FRGE.WS
$3K ﹤0.01%
44,802
+26,802
+149% +$1.8K
ANSS
277
DELISTED
Ansys
ANSS
$2K ﹤0.01%
8
– –
BAP icon
278
Credicorp
BAP
$20.8B
$2K ﹤0.01%
16
-2
-11% -$250
BFAM icon
279
Bright Horizons
BFAM
$6.62B
$2K ﹤0.01%
25
– –
BIDU icon
280
Baidu
BIDU
$33.1B
$2K ﹤0.01%
12
– –
BUD icon
281
AB InBev
BUD
$116B
$2K ﹤0.01%
45
– –
CP icon
282
Canadian Pacific Kansas City
CP
$70.4B
$2K ﹤0.01%
+28
New +$2K
ELAN icon
283
Elanco Animal Health
ELAN
$8.62B
$2K ﹤0.01%
105
– –
FICO icon
284
Fair Isaac
FICO
$36.5B
$2K ﹤0.01%
5
– –
FN icon
285
Fabrinet
FN
$12.1B
$2K ﹤0.01%
22
-12
-35% -$1.09K
GMED icon
286
Globus Medical
GMED
$7.94B
$2K ﹤0.01%
+44
New +$2K
GS icon
287
Goldman Sachs
GS
$221B
$2K ﹤0.01%
8
– –
HUBS icon
288
HubSpot
HUBS
$24.9B
$2K ﹤0.01%
8
– –
IFN
289
India Fund
IFN
$599M
$2K ﹤0.01%
93
– –
IIF
290
Morgan Stanley India Investment Fund
IIF
$253M
$2K ﹤0.01%
76
– –
KSA icon
291
iShares MSCI Saudi Arabia ETF
KSA
$575M
$2K ﹤0.01%
+58
New +$2K
LII icon
292
Lennox International
LII
$19.1B
$2K ﹤0.01%
12
– –
LRCX icon
293
Lam Research
LRCX
$124B
$2K ﹤0.01%
4
– –
LU icon
294
Lufax Holding
LU
$2.66B
$2K ﹤0.01%
335
– –
MMYT icon
295
MakeMyTrip
MMYT
$9.52B
$2K ﹤0.01%
65
-15
-19% -$462
MU icon
296
Micron Technology
MU
$133B
$2K ﹤0.01%
39
– –
NVCR icon
297
NovoCure
NVCR
$1.35B
$2K ﹤0.01%
22
– –
OPFI.WS icon
298
OppFi Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OPFI.WS
$47.6M
$2K ﹤0.01%
6,315
– –
PBR icon
299
Petrobras
PBR
$79.3B
$2K ﹤0.01%
192
+65
+51% +$677
RARE icon
300
Ultragenyx Pharmaceutical
RARE
$3.04B
$2K ﹤0.01%
30
– –
10 11
12
13 14