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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MELI icon
276
Mercado Libre
MELI
$92.3B
$17K 0.01%
+82
New +$16.1K
HTD
277
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
$16K 0.01%
656
-14,523
-96% -$353K
CLM icon
278
Cornerstone Strategic Value Fund
CLM
$2.17B
$15K 0.01%
912
+43
+5% +$658
SPXX icon
279
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$333M
$15K 0.01%
1,040
-5,605
-84% -$83.3K
GMZ
280
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$15K 0.01%
+207
New +$15.5K
BHC icon
281
Bausch Health
BHC
$1.67B
$14K 0.01%
1,300
+300
+30% +$4.13K
BDJ icon
282
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$12K 0.01%
1,346
+23
+2% +$192
USO icon
283
United States Oil Fund
USO
$2.07B
$11K ﹤0.01%
125
– –
MSF
284
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$11K ﹤0.01%
716
– –
GGZ
285
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$8K ﹤0.01%
700
– –
INB
286
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$6K ﹤0.01%
635
– –
DIAX
287
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$5K ﹤0.01%
300
-21,954
-99% -$344K
KST
288
DELISTED
Deutsche Strategic Income Trust
KST
$5K ﹤0.01%
400
– –
BLW icon
289
BlackRock Limited Duration Income Trust
BLW
$492M
$4K ﹤0.01%
250
– –
JDD
290
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$4K ﹤0.01%
309
-1,805
-85% -$21.4K
EOI
291
Eaton Vance Enhanced Equity Income Fund
EOI
$806M
$3K ﹤0.01%
250
– –
ERC
292
Allspring Multi-Sector Income Fund
ERC
$254M
$3K ﹤0.01%
234
– –
HNW
293
DELISTED
Pioneer Diversified High Income Fund
HNW
$3K ﹤0.01%
200
– –
HQL
294
abrdn Life Sciences Investors
HQL
$588M
$1K ﹤0.01%
67
+1
+2% +$19
QSR icon
295
Restaurant Brands International
QSR
$25.8B
$1K ﹤0.01%
+10
New +$523
WEN icon
296
Wendy's
WEN
$1.39B
$1K ﹤0.01%
42
– –
BTT icon
297
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-1,241
Closed -$27K
ETJ
298
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
– –
-12,500
Closed -$112K
EVV
299
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
– –
-2,600
Closed -$36K
EXG icon
300
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
– –
-1,300
Closed -$10K
9 10 11
12
13

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.