TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+7.01%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$228M
AUM Growth
+$228M
Cap. Flow
-$2.07M
Cap. Flow %
-0.91%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

1
HERZ
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$1.77M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$1.58M
3
CET
Central Securities Corp
CET
$1.3M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$1.09M
5
DSL
DoubleLine Income Solutions Fund
DSL
$803K

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
$1.8M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$991K
4
BXMX icon
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$982K
5
TY icon
TRI-Continental Corp
TY
$884K

Sector Composition

1 Consumer Discretionary 5.91%
2 Industrials 5.35%
3 Financials 4.8%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MELI icon
276
Mercado Libre
MELI
$120B
$17K 0.01%
+82
New +$17K
HTD
277
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$869M
$16K 0.01%
656
-14,523
-96% -$354K
CLM icon
278
Cornerstone Strategic Value Fund
CLM
$2.31B
$15K 0.01%
898
+43
+5% +$707
SPXX icon
279
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$325M
$15K 0.01%
1,040
-5,605
-84% -$80.8K
GMZ
280
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$15K 0.01%
+1,451
New +$15K
BHC icon
281
Bausch Health
BHC
$2.72B
$14K 0.01%
1,300
+300
+30% +$3.23K
BDJ icon
282
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$12K 0.01%
1,346
+23
+2% +$205
USO icon
283
United States Oil Fund
USO
$967M
$11K ﹤0.01%
1,000
– –
MSF
284
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$11K ﹤0.01%
716
– –
GGZ
285
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$115M
$8K ﹤0.01%
700
– –
INB
286
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$6K ﹤0.01%
635
– –
DIAX icon
287
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$533M
$5K ﹤0.01%
300
-21,954
-99% -$366K
KST
288
DELISTED
Deutsche Strategic Income Trust
KST
$5K ﹤0.01%
400
– –
BLW icon
289
BlackRock Limited Duration Income Trust
BLW
$548M
$4K ﹤0.01%
250
– –
JDD
290
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$4K ﹤0.01%
309
-1,805
-85% -$23.4K
EOI
291
Eaton Vance Enhanced Equity Income Fund
EOI
$874M
$3K ﹤0.01%
250
– –
ERC
292
Allspring Multi-Sector Income Fund
ERC
$266M
$3K ﹤0.01%
234
– –
HNW
293
Pioneer Diversified High Income Fund
HNW
$107M
$3K ﹤0.01%
200
– –
HQL
294
abrdn Life Sciences Investors
HQL
$409M
$1K ﹤0.01%
67
+1
+2% +$15
QSR icon
295
Restaurant Brands International
QSR
$20.5B
$1K ﹤0.01%
+10
New +$1K
WEN icon
296
Wendy's
WEN
$1.91B
$1K ﹤0.01%
42
– –
GEQ
297
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
– –
-4,571
Closed -$75K
PHF
298
DELISTED
Pacholder High Yield
PHF
– –
-21,390
Closed -$154K
TRIP icon
299
TripAdvisor
TRIP
$2B
– –
-385
Closed -$18K
TMO icon
300
Thermo Fisher Scientific
TMO
$183B
– –
-247
Closed -$35K
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