TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+6.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$188M
AUM Growth
-$838K
Cap. Flow
-$11.8M
Cap. Flow %
-6.28%
Top 10 Hldgs %
38.04%
Holding
322
New
15
Increased
71
Reduced
88
Closed
28

Top Buys

1
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$728K
2
ESRT icon
Empire State Realty Trust
ESRT
$710K
3
MIE
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$663K
4
CET
Central Securities Corp
CET
$571K
5
STEW
SRH Total Return Fund
STEW
$546K

Top Sells

1
CAF
Morgan Stanley China A Share Fund
CAF
$2.03M
2
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.53M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
$1.24M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.1M
5
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$973K

Sector Composition

1 Industrials 6.09%
2 Consumer Discretionary 5.58%
3 Financials 3.47%
4 Consumer Staples 2.58%
5 Materials 1.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ULTR
276
DELISTED
ULTRAPETROL (BAHAMAS) LTD COM STK
ULTR
$11K 0.01%
36,000
– –
BDJ icon
277
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$10K 0.01%
1,300
+23
+2% +$177
GDL
278
GDL Fund
GDL
$96.5M
$10K 0.01%
1,000
-4,961
-83% -$49.6K
MSF
279
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$10K 0.01%
716
– –
GGZ
280
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$116M
$8K ﹤0.01%
700
– –
XLV icon
281
Health Care Select Sector SPDR Fund
XLV
$34B
$8K ﹤0.01%
111
– –
HQH
282
abrdn Healthcare Investors
HQH
$912M
$7K ﹤0.01%
288
-1,651
-85% -$40.1K
SKYY icon
283
First Trust Cloud Computing ETF
SKYY
$3.08B
$7K ﹤0.01%
209
– –
DXJ icon
284
WisdomTree Japan Hedged Equity Fund
DXJ
$3.78B
$6K ﹤0.01%
143
– –
INB
285
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$6K ﹤0.01%
635
– –
KST
286
DELISTED
Deutsche Strategic Income Trust
KST
$5K ﹤0.01%
400
-1,450
-78% -$18.1K
BLW icon
287
BlackRock Limited Duration Income Trust
BLW
$548M
$4K ﹤0.01%
250
– –
ERC
288
Allspring Multi-Sector Income Fund
ERC
$268M
$3K ﹤0.01%
234
– –
HNW
289
Pioneer Diversified High Income Fund
HNW
$107M
$3K ﹤0.01%
200
– –
NDP
290
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$3K ﹤0.01%
23
-8,458
-100% -$1.1M
ARMP icon
291
Armata Pharmaceuticals
ARMP
$103M
$2K ﹤0.01%
7
– –
DMB
292
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$188M
$1K ﹤0.01%
37
-7,980
-100% -$216K
HQL
293
abrdn Life Sciences Investors
HQL
$413M
$1K ﹤0.01%
65
+2
+3% +$31
MNKD icon
294
MannKind Corp
MNKD
$1.7B
$1K ﹤0.01%
200
– –
EMD
295
DELISTED
Western Asset Emerging Markets
EMD
– –
-1,200
Closed -$13K
BCS icon
296
Barclays
BCS
$69.1B
– –
-2,543
Closed -$18K
BTA icon
297
BlackRock Long-Term Municipal Advantage Trust
BTA
$125M
– –
-4,206
Closed -$54K
EMO
298
ClearBridge Energy Midstream Opportunity Fund
EMO
$864M
– –
-1,261
Closed -$82K
ETX
299
Eaton Vance Municipal Income 2028 Term Trust
ETX
$206M
– –
-5,186
Closed -$110K
FDX icon
300
FedEx
FDX
$53.7B
– –
-200
Closed -$30K
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