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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEE
251
Central and Eastern Europe Fund
CEE
$135M
$5K ﹤0.01%
190
– –
COO icon
252
Cooper Companies
COO
$14.1B
$5K ﹤0.01%
44
– –
GGZ
253
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$5K ﹤0.01%
337
– –
HUBS icon
254
HubSpot
HUBS
$12.1B
$5K ﹤0.01%
+8
New +$5.15K
IEX icon
255
IDEX
IEX
$17B
$5K ﹤0.01%
22
– –
INFY icon
256
Infosys
INFY
$49B
$5K ﹤0.01%
227
– –
ISRG icon
257
Intuitive Surgical
ISRG
$127B
$5K ﹤0.01%
45
– –
JEQ
258
DELISTED
abrdn Japan Equity Fund
JEQ
$5K ﹤0.01%
561
– –
MSCI icon
259
MSCI
MSCI
$42.1B
$5K ﹤0.01%
9
– –
NOW icon
260
ServiceNow
NOW
$115B
$5K ﹤0.01%
40
– –
POOL icon
261
Pool Corp
POOL
$6.75B
$5K ﹤0.01%
11
– –
REGN icon
262
Regeneron Pharmaceuticals
REGN
$77.8B
$5K ﹤0.01%
8
– –
SAP icon
263
SAP
SAP
$211B
$5K ﹤0.01%
+36
New +$5.23K
SITE icon
264
SiteOne Landscape Supply
SITE
$4.16B
$5K ﹤0.01%
25
– –
SMG icon
265
ScottsMiracle-Gro
SMG
$3.91B
$5K ﹤0.01%
34
– –
TTE icon
266
TotalEnergies
TTE
$196B
$5K ﹤0.01%
104
+1
+1% +$44
WEC icon
267
WEC Energy
WEC
$35.7B
$5K ﹤0.01%
62
-9
-13% -$844
ONC
268
BeOne Medicines Ltd
ONC
$32.7B
$5K ﹤0.01%
15
– –
FMAC.WS
269
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$5K ﹤0.01%
4,292
– –
AMD icon
270
Advanced Micro Devices
AMD
$796B
$4K ﹤0.01%
37
– –
CAF
271
Morgan Stanley China A Share Fund
CAF
$322M
$4K ﹤0.01%
197
– –
CARR icon
272
Carrier Global
CARR
$51.2B
$4K ﹤0.01%
84
+1
+1% +$54
CDW icon
273
CDW
CDW
$18.8B
$4K ﹤0.01%
24
– –
COST icon
274
Costco
COST
$423B
$4K ﹤0.01%
9
-5
-36% -$2.2K
CPRT icon
275
Copart
CPRT
$27B
$4K ﹤0.01%
116
– –
9 10
11
12 13

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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.