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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
251
Alibaba
BABA
$279B
$7K ﹤0.01%
49
-11
-18% -$1.63K
MUFG icon
252
Mitsubishi UFJ Financial
MUFG
$250B
$7K ﹤0.01%
1,477
– –
PNC icon
253
PNC Financial Services
PNC
$99.1B
$7K ﹤0.01%
59
– –
RTX icon
254
RTX Corp
RTX
$295B
$7K ﹤0.01%
108
+36
+50% +$2.83K
SYK icon
255
Stryker
SYK
$134B
$7K ﹤0.01%
43
-7
-14% -$1.17K
TD icon
256
Toronto Dominion Bank
TD
$195B
$7K ﹤0.01%
133
– –
VALE icon
257
Vale
VALE
$62.4B
$7K ﹤0.01%
527
– –
ZTS icon
258
Zoetis
ZTS
$32.5B
$7K ﹤0.01%
85
– –
ACN icon
259
Accenture
ACN
$107B
$6K ﹤0.01%
43
– –
ADP icon
260
Automatic Data Processing
ADP
$111B
$6K ﹤0.01%
44
– –
AEP icon
261
American Electric Power
AEP
$71B
$6K ﹤0.01%
83
– –
ALLE icon
262
Allegion
ALLE
$13.4B
$6K ﹤0.01%
75
– –
BHP icon
263
BHP
BHP
$213B
$6K ﹤0.01%
157
– –
MMM icon
264
3M
MMM
$92.4B
$6K ﹤0.01%
35
– –
NOC icon
265
Northrop Grumman
NOC
$77.2B
$6K ﹤0.01%
26
+4
+18% +$1.1K
PHG icon
266
Philips
PHG
$25.4B
$6K ﹤0.01%
216
-82
-28% -$2.42K
PUK icon
267
Prudential
PUK
$36.6B
$6K ﹤0.01%
173
– –
SAP icon
268
SAP
SAP
$216B
$6K ﹤0.01%
62
+6
+11% +$638
SKM icon
269
SK Telecom
SKM
$11.5B
$6K ﹤0.01%
136
– –
BBD icon
270
Banco Bradesco
BBD
$37.6B
$5K ﹤0.01%
856
-233
-21% -$1.35K
BDX icon
271
Becton Dickinson
BDX
$46.1B
$5K ﹤0.01%
+25
New +$5.8K
CNQ icon
272
Canadian Natural Resources
CNQ
$96.7B
$5K ﹤0.01%
431
– –
EMBJ
273
Embraer S.A. ADS
EMBJ
$12.1B
$5K ﹤0.01%
234
-103
-31% -$2.19K
HSBC icon
274
HSBC
HSBC
$354B
$5K ﹤0.01%
129
-1
-0.8% -$40
INTU icon
275
Intuit
INTU
$91.6B
$5K ﹤0.01%
26
– –
9 10
11
12 13

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Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.