TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
1-Year Return 7.27%
This Quarter Return
+6.77%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$188M
AUM Growth
-$838K
Cap. Flow
-$11.8M
Cap. Flow %
-6.28%
Top 10 Hldgs %
38.04%
Holding
322
New
15
Increased
71
Reduced
88
Closed
28

Top Buys

1
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$728K
2
ESRT icon
Empire State Realty Trust
ESRT
$710K
3
MIE
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$663K
4
CET
Central Securities Corp
CET
$571K
5
STEW
SRH Total Return Fund
STEW
$546K

Top Sells

1
CAF
Morgan Stanley China A Share Fund
CAF
$2.03M
2
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
$1.53M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
$1.24M
4
NDP
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1.1M
5
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$973K

Sector Composition

1 Industrials 6.09%
2 Consumer Discretionary 5.58%
3 Financials 3.47%
4 Consumer Staples 2.58%
5 Materials 1.87%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GIL icon
251
Gildan
GIL
$8.27B
$24K 0.01%
+851
New +$24K
ITUB icon
252
Itaú Unibanco
ITUB
$76.6B
$24K 0.01%
+4,740
New +$24K
TRIP icon
253
TripAdvisor
TRIP
$2.05B
$24K 0.01%
385
+41
+12% +$2.56K
TKF
254
DELISTED
Turkish Inv Fund
TKF
$24K 0.01%
2,944
-783
-21% -$6.38K
AZN icon
255
AstraZeneca
AZN
$253B
$23K 0.01%
690
-1,180
-63% -$39.3K
GAB icon
256
Gabelli Equity Trust
GAB
$1.89B
$23K 0.01%
4,115
+109
+3% +$609
INCY icon
257
Incyte
INCY
$16.9B
$23K 0.01%
242
– –
LYG icon
258
Lloyds Banking Group
LYG
$64.5B
$23K 0.01%
7,926
– –
SNY icon
259
Sanofi
SNY
$113B
$23K 0.01%
612
– –
EFF
260
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$23K 0.01%
1,471
– –
CSCO icon
261
Cisco
CSCO
$264B
$22K 0.01%
691
+5
+0.7% +$159
PUK icon
262
Prudential
PUK
$33.7B
$22K 0.01%
624
– –
HHY
263
DELISTED
Brookfield High Income Fund Inc.
HHY
$21K 0.01%
2,931
– –
APTV icon
264
Aptiv
APTV
$17.5B
$20K 0.01%
279
– –
EL icon
265
Estee Lauder
EL
$32.1B
$19K 0.01%
216
+76
+54% +$6.69K
LBTYA icon
266
Liberty Global Class A
LBTYA
$4.05B
$19K 0.01%
+545
New +$19K
PCF
267
High Income Securities Fund
PCF
$120M
$19K 0.01%
2,356
– –
MVC
268
DELISTED
MVC Capital, Inc.
MVC
$17K 0.01%
2,018
– –
CHKP icon
269
Check Point Software Technologies
CHKP
$20.7B
$16K 0.01%
202
– –
HTD
270
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$868M
$16K 0.01%
655
– –
WIA
271
Western Asset Inflation-Linked Income Fund
WIA
$196M
$15K 0.01%
1,317
– –
CLM icon
272
Cornerstone Strategic Value Fund
CLM
$2.33B
$12K 0.01%
822
+41
+5% +$599
VGT icon
273
Vanguard Information Technology ETF
VGT
$99.9B
$12K 0.01%
100
– –
ALXN
274
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$12K 0.01%
98
-30
-23% -$3.67K
EXG icon
275
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.74B
$11K 0.01%
1,300
-34,185
-96% -$289K
9 10
11
12 13