We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$170M
AUM Growth
-$5.18M
Cap. Flow
-$1.32M
Cap. Flow %
-0.77%
Top 10 Hldgs %
24.56%
Holding
313
New
16
Increased
71
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.41M
2
CPA icon
Copa Holdings
CPA
+$1.18M
3
KYE
Kayne Anderson Energy
KYE
+$565K
4
NCLH icon
Norwegian Cruise Line
NCLH
+$520K
5
NIE
Virtus Equity & Convertible Income Fund
NIE
+$518K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.52M
2
BLX icon
Bladex Inc
BLX
+$1.19M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$968K
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$966K
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$711K

Sector Composition

Rank Sector Weight
1 Financials 5.52%
2 Consumer Staples 4.4%
3 Industrials 4.1%
4 Consumer Discretionary 3.33%
5 Real Estate 1.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAB
251
DELISTED
Eaton Vance Massachusetts Municipal Bond Fund
MAB
$13K 0.01%
1,000
– –
CLM icon
252
Cornerstone Strategic Value Fund
CLM
$2.2B
$12K 0.01%
479
+21
+5% +$536
ENZ
253
DELISTED
Enzo Biochem, Inc.
ENZ
$12K 0.01%
3,000
– –
BTT icon
254
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$11K 0.01%
601
-3,150
-84% -$58.8K
HMC icon
255
Honda
HMC
$39.3B
$11K 0.01%
300
– –
TMM
256
DELISTED
GRUPO TMM S.A.B. ADS REPTG FIVE ORD PART CERT SER A SH
TMM
$11K 0.01%
12,280
– –
NPF
257
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$11K 0.01%
800
-1,200
-60% -$15.8K
LDF
258
DELISTED
Latin American Discovery Fund
LDF
$10K 0.01%
800
– –
NCU.PRC
259
DELISTED
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL MUNIFUND TERM PFD
NCU.PRC
$10K 0.01%
1,000
– –
NKG.PRD
260
DELISTED
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNI FD 2 2.65% TERM PFD
NKG.PRD
$10K 0.01%
1,000
– –
PMO
261
Franklin Municipal Opportunities Trust
PMO
$282M
$9K 0.01%
800
-4,000
-83% -$45.1K
GRR
262
DELISTED
Asia Tigers Fund
GRR
$9K 0.01%
759
-133
-15% -$1.45K
TAI
263
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$9K 0.01%
429
-930
-68% -$19.5K
HXM
264
DELISTED
DESARROLLADORA HOMES DA DE CV (HOMEX DEV. CORP)
HXM
$9K 0.01%
6,100
– –
MCN
265
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$8K ﹤0.01%
1,000
– –
PHF
266
DELISTED
Pacholder High Yield
PHF
$8K ﹤0.01%
1,000
– –
MHF
267
Western Asset Municipal High Income Fund
MHF
$151M
$7K ﹤0.01%
+1,000
New +$6.99K
RAND icon
268
Rand Capital
RAND
$29.9M
$7K ﹤0.01%
222
– –
BZM
269
DELISTED
BlackRock Maryland Municipal Bond Trust
BZM
$7K ﹤0.01%
528
-1,472
-74% -$19.5K
EMJ
270
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$6K ﹤0.01%
500
– –
F icon
271
Ford
F
$59.6B
$5K ﹤0.01%
350
– –
CORR
272
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$3K ﹤0.01%
102
– –
VMM
273
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$3K ﹤0.01%
+200
New +$2.6K
EOT
274
Eaton Vance National Municipal Opportunities Trust
EOT
$269M
$2K ﹤0.01%
+101
New +$1.94K
JTD
275
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2K ﹤0.01%
+150
New +$2.28K
9 10
11
12 13

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Thomas J. Herzfeld Advisors held 313 positions worth $170M, down 3% from $175M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2014 filing shows 16 new, 71 increased, 94 reduced and 29 closed positions. Its largest new stake was Kayne Anderson Energy: 20,900 shares worth $571K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.52M.

By sector, the portfolio is most concentrated in Financials at 5.5% of assets, down from 5.6% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2014 buy was Kayne Anderson Energy: 20,900 shares worth $571K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2014, an estimated $1.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2014 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.52M.
  • Thomas J. Herzfeld Advisors fully exited Bladex Inc in Q1 2014, selling an estimated $1.19M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 25% of its $170M portfolio in Q1 2014.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 29 in Q1 2014.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3% quarter-over-quarter to $170M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2014, filed 14 May 2014.