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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.36%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$20.1M
Cap. Flow
+$8.45M
Cap. Flow %
4.82%
Top 10 Hldgs %
26.97%
Holding
328
New
49
Increased
91
Reduced
74
Closed
31

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.18M
2
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.29M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$808K
4
DSL
DoubleLine Income Solutions Fund
DSL
+$785K
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$631K

Top Sells

Rank Stock Value
1
PSMT icon
Pricesmart
PSMT
+$1.38M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$926K
3
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$581K
4
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$545K
5
CPA icon
Copa Holdings
CPA
+$480K

Sector Composition

Rank Sector Weight
1 Financials 5.6%
2 Consumer Staples 4.5%
3 Industrials 3.66%
4 Consumer Discretionary 3.13%
5 Materials 1.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQX icon
251
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$21K 0.01%
1,165
+21
+2% +$360
GAB.PRD.CL
252
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$21K 0.01%
848
-7,824
-90% -$196K
NMY.PRC
253
DELISTED
NUVEEN MD PREM INCOME MUN FD PFD SHS (USA)
NMY.PRC
$20K 0.01%
2,000
– –
NKG.PRE
254
DELISTED
NUVEEN GEORGIA DIV ADVTG MUNI FD 2.65% 2015-2
NKG.PRE
$20K 0.01%
2,000
– –
HYB
255
DELISTED
New America High Income Fund, Inc.
HYB
$19K 0.01%
2,000
– –
HMH
256
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$18K 0.01%
3,000
– –
ASG
257
Liberty All-Star Growth Fund
ASG
$324M
$17K 0.01%
3,042
-11,760
-79% -$61.8K
NPN
258
DELISTED
Nuveen Pennsylvania Municipal Value Fund Common shares of beneficial interest
NPN
$14K 0.01%
+1,000
New +$13.4K
LBF
259
DELISTED
Deutsche Global High Incm Fund
LBF
$14K 0.01%
1,802
– –
MPA icon
260
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$142M
$13K 0.01%
+1,000
New +$12.9K
MYD
261
DELISTED
BlackRock MuniYield Fund
MYD
$13K 0.01%
+1,000
New +$13.1K
NAD icon
262
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$13K 0.01%
+1,000
New +$12.6K
MFL
263
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$13K 0.01%
+1,000
New +$12.7K
CLM icon
264
Cornerstone Strategic Value Fund
CLM
$2.2B
$12K 0.01%
458
+19
+4% +$518
HMC icon
265
Honda
HMC
$39.3B
$12K 0.01%
300
– –
NXJ
266
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$12K 0.01%
1,000
– –
MYJ
267
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$12K 0.01%
+877
New +$11.8K
MIW
268
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$12K 0.01%
1,000
-300
-23% -$3.47K
NMA
269
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$12K 0.01%
1,000
-13,000
-93% -$159K
NVY
270
DELISTED
NUVEEN PENNSYLVANIA DIV ADVTG MUNI FD 2
NVY
$12K 0.01%
1,000
– –
MFT
271
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$12K 0.01%
+1,000
New +$12.3K
MAB
272
DELISTED
Eaton Vance Massachusetts Municipal Bond Fund
MAB
$12K 0.01%
+1,000
New +$12.2K
EVO
273
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$12K 0.01%
+1,000
New +$12K
EIP
274
DELISTED
Eaton Vance Pennsylvania Municipal Bond Fund
EIP
$11K 0.01%
+1,000
New +$11.4K
TMM
275
DELISTED
GRUPO TMM S.A.B. ADS REPTG FIVE ORD PART CERT SER A SH
TMM
$11K 0.01%
12,280
– –
9 10
11
12 13

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BIC
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SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
Morris Financial Concepts Mount Pleasant, South Carolina $295M AUM 17.25% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
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Thomas J. Herzfeld Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Thomas J. Herzfeld Advisors held 328 positions worth $175M, up 13% from $155M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $8.45M of net new capital in Q4 2013, opening 49 new positions and adding to 91 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.9% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Pricesmart, an estimated $1.38M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2013 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 98,305 shares worth $2.21M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q4 2013, an estimated $1.29M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2013 reduction was Pricesmart, cutting an estimated $1.38M.
  • Thomas J. Herzfeld Advisors fully exited Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int in Q4 2013, selling an estimated $176K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $175M portfolio in Q4 2013.
  • Thomas J. Herzfeld Advisors opened 49 new positions and closed 31 in Q4 2013.
  • Thomas J. Herzfeld Advisors's portfolio value rose 13% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.