TJHA
HMH

Thomas J. Herzfeld Advisors’s HELIOS MULTI-SECTOR HIGH INCOME FD, INC HMH Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio HMH Stock Details HMH Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-3,000
Closed -$18K – 303
2013
Q4 		$18K Hold
3,000
– – 0.01% 259
2013
Q3 		$17K Hold
3,000
– – 0.01% 245
2013
Q2 		$17K Buy
+3,000
New +$18.4K 0.01% 252

Other funds holding HMH

HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
OC
Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
SWA
SFMG Wealth Advisors Plano, Texas $1.48B AUM 15.85% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Thomas J. Herzfeld Advisors's HMH Position: Q1 2014 in Review

Thomas J. Herzfeld Advisors sold out of HELIOS MULTI-SECTOR HIGH INCOME FD, INC (HMH) in Q1 2014, closing a stake of 3,000 shares — an estimated $18K sold.

Thomas J. Herzfeld Advisors first reported a position in HMH in Q2 2013 and held it in 3 quarters. The position peaked at $18K in Q4 2013. 19 funds tracked by Wall St. Rank hold HMH as of Q1 2014.

  • Thomas J. Herzfeld Advisors reported no remaining HELIOS MULTI-SECTOR HIGH INCOME FD, INC position as of Q1 2014 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 3,000 HELIOS MULTI-SECTOR HIGH INCOME FD, INC shares in Q1 2014, an estimated $18K.
  • Thomas J. Herzfeld Advisors first reported a position in HELIOS MULTI-SECTOR HIGH INCOME FD, INC in Q2 2013 and held it in 3 quarters.
  • Thomas J. Herzfeld Advisors's HELIOS MULTI-SECTOR HIGH INCOME FD, INC position peaked at $18K in Q4 2013.
  • 19 funds tracked by Wall St. Rank held HELIOS MULTI-SECTOR HIGH INCOME FD, INC as of Q1 2014.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2014, filed 14 May 2014.