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HMH

HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH

Delisted

HMH was delisted on the 12th of August, 2014.

22 hedge funds and large institutions have $5.18M invested in HELIOS MULTI-SECTOR HIGH INCOME FD, INC in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

3% less capital invested

Capital invested by funds: $5.33M → $5.18M (-$149K)

50% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 6

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
3
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$1.33M +$23.8K +4,024 +2%
PRCM
2
Pine River Capital Management
Minnesota
$1.09M +$82.6K +13,970 +8%
RCM
3
Rivernorth Capital Management
Florida
$813K +$646K +109,347 +423%
YMRC
4
Yorktown Management & Research Company
Virginia
$441K
OC
5
Oppenheimer & Co
New York
$350K -$47.1K -7,969 -12%
RJA
6
Raymond James & Associates
Florida
$251K -$550 -93 -0.2%
DA
7
Doliver Advisors
Texas
$159K -$345K -58,281 -69%
SCM
8
Saba Capital Management
New York
$142K +$140K +23,612 New
FAAS
9
First Allied Advisory Services
California
$125K
Bank of America
10
Bank of America
North Carolina
$105K -$975 -165 -0.9%
U
11
UBS
Switzerland
$80K -$144K -24,279 -65%
VKH
12
Virtu KCG Holdings
New York
$61K +$59.7K +10,092 New
SWA
13
SFMG Wealth Advisors
Texas
$60K
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$52K
Wells Fargo
15
Wells Fargo
California
$34K -$6 -1 -0%
Morgan Stanley
16
Morgan Stanley
New York
$34K +$33.9K +5,739 New
Creative Planning
17
Creative Planning
Kansas
$18K
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$18K
MFS
19
MSI Financial Services
Massachusetts
$9K
DAM
20
Delta Asset Management
Tennessee
$4K
WA
21
WFG Advisors
Texas
$4K
SFS
22
Shaker Financial Services
Virginia
-$491K -84,471 Closed
WAM
23
Wolverine Asset Management
Illinois
-$208K -35,909 Closed
LPL Financial
24
LPL Financial
California
-$64K -10,991 Closed
AIG
25
American International Group
New York
-$813 -140 Closed

HMH Hedge Fund Activity: Q4 2013 in Review

22 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in HELIOS MULTI-SECTOR HIGH INCOME FD, INC (HMH) for Q4 2013, worth a combined $5.18M — down 2.8% from $5.33M a quarter earlier.

Fund positioning in HMH was balanced in Q4 2013: 4 funds opened new positions, 4 closed out, 3 added to existing stakes and 6 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $646K. The largest seller was Shaker Financial Services, exiting entirely with an estimated $491K sold.

  • 22 institutional investors held HELIOS MULTI-SECTOR HIGH INCOME FD, INC (HMH) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $5.18M of HELIOS MULTI-SECTOR HIGH INCOME FD, INC stock for Q4 2013, down 2.8% quarter-over-quarter.
  • 4 funds opened new HELIOS MULTI-SECTOR HIGH INCOME FD, INC positions in Q4 2013 and 4 closed out, a net change of 0 holders.
  • The largest HELIOS MULTI-SECTOR HIGH INCOME FD, INC buyer in Q4 2013 was Rivernorth Capital Management, an estimated $646K added.
  • The largest HELIOS MULTI-SECTOR HIGH INCOME FD, INC seller in Q4 2013 was Shaker Financial Services, an estimated $491K sold.

Based on aggregated 13F filings for Q4 2013.