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HMH

HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH

Delisted

HMH was delisted on the 12th of August, 2014.

19 hedge funds and large institutions have $4.31M invested in HELIOS MULTI-SECTOR HIGH INCOME FD, INC in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% less funds holding

Funds holding: 2219 (-3)

17% less capital invested

Capital invested by funds: $5.18M → $4.31M (-$864K)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

71% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 7

Holders
19
Holders Change
-3
Holders Change %
-13.64%
% of All Funds
0.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
2
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$1.5M +$102 +16 +0%
PRCM
2
Pine River Capital Management
Minnesota
$1.04M -$181K -28,379 -16%
YMRC
3
Yorktown Management & Research Company
Virginia
$496K
OC
4
Oppenheimer & Co
New York
$350K -$43.9K -6,896 -12%
RJA
5
Raymond James & Associates
Florida
$283K -$1.17K -184 -0.4%
Creative Planning
6
Creative Planning
Kansas
$149K +$120K +18,858 +629%
FAAS
7
First Allied Advisory Services
California
$142K
LPL Financial
8
LPL Financial
California
$105K +$97.9K +15,384 New
SWA
9
SFMG Wealth Advisors
Texas
$68K
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$45K -$12.9K -2,023 -23%
Morgan Stanley
11
Morgan Stanley
New York
$39K
Wells Fargo
12
Wells Fargo
California
$26K -$11.7K -1,831 -33%
U
13
UBS
Switzerland
$19K -$67.3K -10,580 -79%
Bank of America
14
Bank of America
North Carolina
$17K -$94.8K -14,891 -86%
Ameriprise
15
Ameriprise
Minnesota
$14K +$12.7K +2,000 New
MFS
16
MSI Financial Services
Massachusetts
$10K
DAM
17
Delta Asset Management
Tennessee
$4K
WA
18
WFG Advisors
Texas
$4K
RCM
19
Rivernorth Capital Management
Florida
-$813K -135,222 Closed
DA
20
Doliver Advisors
Texas
-$159K -26,484 Closed
SCM
21
Saba Capital Management
New York
-$142K -23,612 Closed
VKH
22
Virtu KCG Holdings
New York
-$61K -10,092 Closed
TJHA
23
Thomas J. Herzfeld Advisors
Florida
-$18K -3,000 Closed

HMH Hedge Fund Activity: Q1 2014 in Review

19 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in HELIOS MULTI-SECTOR HIGH INCOME FD, INC (HMH) for Q1 2014, worth a combined $4.31M — down 17% from $5.18M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of HMH and 2 opened new positions — a net loss of 3 holders — while 7 trimmed existing stakes and 2 added.

The largest buyer was Creative Planning, adding an estimated $120K. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $813K sold.

  • 19 institutional investors held HELIOS MULTI-SECTOR HIGH INCOME FD, INC (HMH) as of Q1 2014, down from 22 in Q4 2013.
  • Funds reported $4.31M of HELIOS MULTI-SECTOR HIGH INCOME FD, INC stock for Q1 2014, down 17% quarter-over-quarter.
  • 2 funds opened new HELIOS MULTI-SECTOR HIGH INCOME FD, INC positions in Q1 2014 and 5 closed out, a net change of -3 holders.
  • The largest HELIOS MULTI-SECTOR HIGH INCOME FD, INC buyer in Q1 2014 was Creative Planning, an estimated $120K added.
  • The largest HELIOS MULTI-SECTOR HIGH INCOME FD, INC seller in Q1 2014 was Rivernorth Capital Management, an estimated $813K sold.

Based on aggregated 13F filings for Q1 2014.