Rivernorth Capital Management’s HELIOS MULTI-SECTOR HIGH INCOME FD, INC HMH Stock Holding History

Rivernorth Capital Management’s Portfolio HMH Stock Details HMH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-135,222	Closed	-$813K	–	230
2013 Q4	$813K	Buy	135,222 +109,347	+423%	+$646K	0.06%	176
2013 Q3	$150K	Buy	25,875 +2,700	+12%	+$15.3K	0.02%	184
2013 Q2	$133K	Buy	+23,175	New	+$142K	0.01%	161

Other funds holding HMH

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

Oppenheimer & Co New York $9.37B AUM 36.4% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SWA

SFMG Wealth Advisors Plano, Texas $1.48B AUM 15.85% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

Rivernorth Capital Management's HMH Position: Q1 2014 in Review

Rivernorth Capital Management sold out of HELIOS MULTI-SECTOR HIGH INCOME FD, INC (HMH) in Q1 2014, closing a stake of 135,222 shares — an estimated $813K sold.

Rivernorth Capital Management first reported a position in HMH in Q2 2013 and held it in 3 quarters. The position peaked at $813K in Q4 2013. 19 funds tracked by Wall St. Rank hold HMH as of Q1 2014.

Rivernorth Capital Management reported no remaining HELIOS MULTI-SECTOR HIGH INCOME FD, INC position as of Q1 2014 after selling out during the quarter.
Rivernorth Capital Management sold 135,222 HELIOS MULTI-SECTOR HIGH INCOME FD, INC shares in Q1 2014, an estimated $813K.
Rivernorth Capital Management first reported a position in HELIOS MULTI-SECTOR HIGH INCOME FD, INC in Q2 2013 and held it in 3 quarters.
Rivernorth Capital Management's HELIOS MULTI-SECTOR HIGH INCOME FD, INC position peaked at $813K in Q4 2013.
19 funds tracked by Wall St. Rank held HELIOS MULTI-SECTOR HIGH INCOME FD, INC as of Q1 2014.

Based on Rivernorth Capital Management's 13F filing for Q1 2014, filed 15 May 2014.