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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
226
Alibaba
BABA
$293B
$5.29K ﹤0.01%
60
-4
-6% -$315
B
227
Barrick Mining
B
$61.5B
$5.24K ﹤0.01%
305
-44
-13% -$700
MA icon
228
Mastercard
MA
$506B
$5.22K ﹤0.01%
15
– –
LPLA icon
229
LPL Financial
LPLA
$28.3B
$5.19K ﹤0.01%
24
-5
-17% -$1.17K
ON icon
230
ON Semiconductor
ON
$31.8B
$5.11K ﹤0.01%
82
– –
COP icon
231
ConocoPhillips
COP
$147B
$5.07K ﹤0.01%
43
– –
CME icon
232
CME Group
CME
$96.3B
$5.04K ﹤0.01%
30
– –
CRL icon
233
Charles River Laboratories
CRL
$11.2B
$5.01K ﹤0.01%
23
+3
+15% +$655
ALNY icon
234
Alnylam Pharmaceuticals
ALNY
$27.5B
$4.99K ﹤0.01%
21
+7
+50% +$1.49K
TTE icon
235
TotalEnergies
TTE
$195B
$4.97K ﹤0.01%
80
– –
LIN icon
236
Linde
LIN
$221B
$4.89K ﹤0.01%
15
– –
GMED icon
237
Globus Medical
GMED
$10.7B
$4.75K ﹤0.01%
64
+20
+45% +$1.36K
V icon
238
Visa
V
$684B
$4.57K ﹤0.01%
22
– –
CPRT icon
239
Copart
CPRT
$27B
$4.57K ﹤0.01%
150
+6
+4% +$180
EXPO icon
240
Exponent
EXPO
$3.24B
$4.56K ﹤0.01%
46
– –
JOF
241
Japan Smaller Capitalization Fund
JOF
$321M
$4.55K ﹤0.01%
703
+150
+27% +$918
CAF
242
Morgan Stanley China A Share Fund
CAF
$322M
$4.5K ﹤0.01%
317
+20
+7% +$269
PODD icon
243
Insulet
PODD
$11.5B
$4.42K ﹤0.01%
15
– –
QSR icon
244
Restaurant Brands International
QSR
$25.7B
$4.4K ﹤0.01%
68
– –
BG icon
245
Bunge Global
BG
$20.4B
$4.39K ﹤0.01%
44
– –
AWP
246
abrdn Global Premier Properties Fund
AWP
$372M
$4.37K ﹤0.01%
373
+93
+33% +$1.12K
ES icon
247
Eversource Energy
ES
$26.9B
$4.36K ﹤0.01%
52
+12
+30% +$952
ZBRA icon
248
Zebra Technologies
ZBRA
$14B
$4.36K ﹤0.01%
17
+2
+13% +$517
IBKR icon
249
Interactive Brokers
IBKR
$39.2B
$4.34K ﹤0.01%
240
+20
+9% +$374
SITE icon
250
SiteOne Landscape Supply
SITE
$4.12B
$4.34K ﹤0.01%
37
+5
+16% +$582
8 9
10
11 12

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Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.