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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEA
226
European Equity Fund
EEA
$74.6M
$7K ﹤0.01%
617
– –
ETN icon
227
Eaton
ETN
$156B
$7K ﹤0.01%
44
– –
MXF
228
Mexico Fund
MXF
$313M
$7K ﹤0.01%
451
– –
USB icon
229
US Bancorp
USB
$98.2B
$7K ﹤0.01%
112
– –
ZTS icon
230
Zoetis
ZTS
$32B
$7K ﹤0.01%
37
– –
FREEW
231
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$7K ﹤0.01%
4,243
– –
AEF
232
abrdn Emerging Markets Equity Income Fund
AEF
$355M
$6K ﹤0.01%
768
– –
AMAT icon
233
Applied Materials
AMAT
$407B
$6K ﹤0.01%
+46
New +$6.25K
BABA icon
234
Alibaba
BABA
$293B
$6K ﹤0.01%
42
– –
BBY icon
235
Best Buy
BBY
$18.3B
$6K ﹤0.01%
60
+7
+13% +$786
CMCSA icon
236
Comcast
CMCSA
$84.7B
$6K ﹤0.01%
114
– –
CME icon
237
CME Group
CME
$96B
$6K ﹤0.01%
+30
New +$6.08K
EQIX icon
238
Equinix
EQIX
$102B
$6K ﹤0.01%
8
-62
-89% -$51.5K
HLT icon
239
Hilton Worldwide
HLT
$72B
$6K ﹤0.01%
49
+13
+36% +$1.64K
IDXX icon
240
Idexx Laboratories
IDXX
$43.4B
$6K ﹤0.01%
9
+1
+13% +$672
ITW icon
241
Illinois Tool Works
ITW
$81.8B
$6K ﹤0.01%
30
– –
O icon
242
Realty Income
O
$59.4B
$6K ﹤0.01%
97
– –
SVXY icon
243
ProShares Short VIX Short-Term Futures ETF
SVXY
$224M
$6K ﹤0.01%
220
– –
TMCWW
244
TMC The Metals Company Warrants
TMCWW
$465K
$6K ﹤0.01%
6,739
– –
UPS icon
245
United Parcel Service
UPS
$89.3B
$6K ﹤0.01%
34
+12
+55% +$2.37K
V icon
246
Visa
V
$680B
$6K ﹤0.01%
29
– –
ZBRA icon
247
Zebra Technologies
ZBRA
$13.7B
$6K ﹤0.01%
12
– –
AOD
248
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$5K ﹤0.01%
516
-46,830
-99% -$479K
AWP
249
abrdn Global Premier Properties Fund
AWP
$372M
$5K ﹤0.01%
267
– –
BGY icon
250
BlackRock Enhanced International Dividend Trust
BGY
$526M
$5K ﹤0.01%
756
– –
8 9
10
11 12

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DMBA
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.