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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$220M
AUM Growth
+$6.18M
Cap. Flow
-$10.7M
Cap. Flow %
-4.88%
Top 10 Hldgs %
40.88%
Holding
390
New
92
Increased
98
Reduced
42
Closed
28

Top Buys

Rank Stock Value
1
AVK
Advent Convertible and Income Fund
AVK
+$3.44M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.93M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.52M
4
ECC
Eagle Point Credit Company
ECC
+$1.51M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$973K

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$11.6M
2
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.21M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.06M
4
MTZ icon
MasTec
MTZ
+$1.47M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.36M

Sector Composition

Rank Sector Weight
1 Industrials 5.73%
2 Financials 4.41%
3 Consumer Discretionary 3.28%
4 Real Estate 1.58%
5 Materials 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLD icon
226
Prologis
PLD
$135B
$7K ﹤0.01%
64
– –
TMO icon
227
Thermo Fisher Scientific
TMO
$213B
$7K ﹤0.01%
15
– –
VZ icon
228
Verizon
VZ
$195B
$7K ﹤0.01%
120
– –
WEC icon
229
WEC Energy
WEC
$35.7B
$7K ﹤0.01%
71
-9
-11% -$785
IRL
230
DELISTED
NEW IRELAND FUND INC
IRL
$7K ﹤0.01%
605
– –
CB icon
231
Chubb
CB
$135B
$6K ﹤0.01%
35
– –
CEE
232
Central and Eastern Europe Fund
CEE
$134M
$6K ﹤0.01%
231
+9
+4% +$222
CMCSA icon
233
Comcast
CMCSA
$85B
$6K ﹤0.01%
114
– –
IONQ icon
234
IonQ
IONQ
$13.6B
$6K ﹤0.01%
+528
New +$6.14K
NKE icon
235
Nike
NKE
$61.9B
$6K ﹤0.01%
43
– –
SHOP icon
236
Shopify
SHOP
$152B
$6K ﹤0.01%
50
– –
TMCWW
237
TMC The Metals Company Warrants
TMCWW
$420K
$6K ﹤0.01%
+6,209
New +$13.2K
USB icon
238
US Bancorp
USB
$98.2B
$6K ﹤0.01%
112
– –
V icon
239
Visa
V
$684B
$6K ﹤0.01%
30
– –
ZBRA icon
240
Zebra Technologies
ZBRA
$14B
$6K ﹤0.01%
+12
New +$5.35K
FMAC.WS
241
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$6K ﹤0.01%
+3,978
New +$9.53K
MTTRW
242
DELISTED
Matterport, Inc. Warrant
MTTRW
$6K ﹤0.01%
+1,640
New +$8.4K
PACE.WS
243
DELISTED
TPG Pace Tech Opportunities Corp. Warrants, each whole warrant exercisable for one Class A ordinary
PACE.WS
$6K ﹤0.01%
+4,711
New +$9.4K
PDAC.WS
244
DELISTED
Peridot Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordina
PDAC.WS
$6K ﹤0.01%
+3,712
New +$10.1K
SPRQ.WS
245
DELISTED
Spartan Acquisition Corp. II Warrants, exercisable for one share of Class A Common Stock
SPRQ.WS
$6K ﹤0.01%
+3,250
New +$7.5K
ALUS.U
246
DELISTED
Alussa Energy Acquisition Corp
ALUS.U
$6K ﹤0.01%
+613
New +$7.79K
AZN icon
247
AstraZeneca
AZN
$263B
$5K ﹤0.01%
50
– –
BGY icon
248
BlackRock Enhanced International Dividend Trust
BGY
$524M
$5K ﹤0.01%
756
-371,456
-100% -$2.21M
BTI icon
249
British American Tobacco
BTI
$131B
$5K ﹤0.01%
141
– –
CRL icon
250
Charles River Laboratories
CRL
$11.2B
$5K ﹤0.01%
+17
New +$4.72K
8 9
10
11 12

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Thomas J. Herzfeld Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Thomas J. Herzfeld Advisors held 390 positions worth $220M, up 2.9% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $10.7M in Q1 2021, closing 28 positions and reducing 42 holdings. Its most notable exit was Aberdeen Multi-Market Income Fund, an estimated $1.36M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.7% of assets, up from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Advent Convertible and Income Fund worth $3.53M.

  • Thomas J. Herzfeld Advisors's largest Q1 2021 buy was Advent Convertible and Income Fund: 205,400 shares worth $3.53M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q1 2021, an estimated $2.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2021 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $11.6M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Multi-Market Income Fund in Q1 2021, selling an estimated $1.36M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $220M portfolio in Q1 2021.
  • Thomas J. Herzfeld Advisors opened 92 new positions and closed 28 in Q1 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.9% quarter-over-quarter to $220M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.