We are live on ! Find out more
TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.25%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$271M
AUM Growth
+$8.57M
Cap. Flow
+$9.06M
Cap. Flow %
3.34%
Top 10 Hldgs %
44.42%
Holding
286
New
20
Increased
81
Reduced
70
Closed
29

Top Buys

Rank Stock Value
1
OCCI
OFS Credit Co
OCCI
+$3.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.84M
3
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$2.75M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.53M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.25M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.25M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$1.66M
3
JEQ
abrdn Japan Equity Fund
JEQ
+$1.6M
4
SMM
Salient Midstream & MLP Fund
SMM
+$1.32M
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.12M

Sector Composition

Rank Sector Weight
1 Financials 9.14%
2 Industrials 4.73%
3 Consumer Discretionary 4.28%
4 Real Estate 1.61%
5 Consumer Staples 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORAN
226
DELISTED
Orange
ORAN
$8K ﹤0.01%
483
– –
RTN
227
DELISTED
Raytheon Company
RTN
$8K ﹤0.01%
43
– –
AMT icon
228
American Tower
AMT
$82.6B
$7K ﹤0.01%
30
– –
APD icon
229
Air Products & Chemicals
APD
$65.5B
$7K ﹤0.01%
30
– –
BDX icon
230
Becton Dickinson
BDX
$46.1B
$7K ﹤0.01%
28
– –
CSCO icon
231
Cisco
CSCO
$454B
$7K ﹤0.01%
+132
New +$6.86K
HDB icon
232
HDFC Bank
HDB
$123B
$7K ﹤0.01%
260
– –
JMM icon
233
Nuveen Multi-Market Income Fund
JMM
$54.8M
$7K ﹤0.01%
1,002
-84,305
-99% -$618K
MHI
234
DELISTED
Pioneer Municipal High Income Fund
MHI
$7K ﹤0.01%
600
-19,748
-97% -$246K
PAGS icon
235
PagSeguro Digital
PAGS
$2.72B
$7K ﹤0.01%
+146
New +$6.78K
VZ icon
236
Verizon
VZ
$196B
$7K ﹤0.01%
113
+33
+41% +$1.9K
EDU icon
237
New Oriental
EDU
$9.13B
$6K ﹤0.01%
56
-27
-33% -$2.83K
EMBJ
238
Embraer S.A. ADS
EMBJ
$12.1B
$6K ﹤0.01%
325
-5
-2% -$95
INTU icon
239
Intuit
INTU
$91.2B
$6K ﹤0.01%
24
-6
-20% -$1.65K
SNY icon
240
Sanofi
SNY
$108B
$6K ﹤0.01%
135
– –
SPG icon
241
Simon Property Group
SPG
$76.8B
$6K ﹤0.01%
36
– –
SVXY icon
242
ProShares Short VIX Short-Term Futures ETF
SVXY
$223M
$6K ﹤0.01%
220
– –
TJX icon
243
TJX Companies
TJX
$179B
$6K ﹤0.01%
116
– –
TSM icon
244
TSMC
TSM
$2T
$6K ﹤0.01%
139
-9
-6% -$384
OPP
245
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$5K ﹤0.01%
304
– –
PFE icon
246
Pfizer
PFE
$143B
$5K ﹤0.01%
136
-58
-30% -$2.11K
PUK icon
247
Prudential
PUK
$36.9B
$5K ﹤0.01%
140
-83
-37% -$3.09K
WIX icon
248
WIX.com
WIX
$2.58B
$5K ﹤0.01%
42
-10
-19% -$1.39K
IRL
249
DELISTED
NEW IRELAND FUND INC
IRL
$5K ﹤0.01%
546
– –
BBD icon
250
Banco Bradesco
BBD
$38.1B
$4K ﹤0.01%
607
-232
-28% -$1.53K
8 9
10
11 12

Similar funds

BIC
B&I Capital Zurich, Switzerland $294M AUM 3.09% 1-Year Est. Return
SM
Selkirk Management Chatham, New Jersey $294M AUM 26.84% 1-Year Est. Return
PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return
CWA
Consilium Wealth Advisory Richardson, Texas $293M AUM 26.81% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Thomas J. Herzfeld Advisors held 286 positions worth $271M, up 3.3% from $263M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.06M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $7.25M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2019 buy was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.
  • Thomas J. Herzfeld Advisors added most to OFS Credit Co in Q3 2019, an estimated $3.59M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2019 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $7.25M.
  • Thomas J. Herzfeld Advisors fully exited Salient Midstream & MLP Fund in Q3 2019, selling an estimated $1.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $271M portfolio in Q3 2019.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 29 in Q3 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.3% quarter-over-quarter to $271M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.