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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVC
226
DELISTED
MVC Capital, Inc.
MVC
$11K ﹤0.01%
1,381
+22
+2% +$197
HD icon
227
Home Depot
HD
$341B
$10K ﹤0.01%
56
+11
+24% +$1.97K
JPM icon
228
JPMorgan Chase
JPM
$927B
$10K ﹤0.01%
106
+8
+8% +$852
PEP icon
229
PepsiCo
PEP
$197B
$10K ﹤0.01%
90
-5
-5% -$564
PFE icon
230
Pfizer
PFE
$144B
$10K ﹤0.01%
233
-13
-5% -$540
USO icon
231
United States Oil Fund
USO
$2.14B
$10K ﹤0.01%
125
– –
GMZ
232
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$10K ﹤0.01%
207
-229
-53% -$13K
UN
233
DELISTED
Unilever NV New York Registry Shares
UN
$10K ﹤0.01%
185
+10
+6% +$546
AAPL icon
234
Apple
AAPL
$5T
$9K ﹤0.01%
232
-24
-9% -$1.16K
AMZN icon
235
Amazon
AMZN
$2.46T
$9K ﹤0.01%
+120
New +$9.98K
MCD icon
236
McDonald's
MCD
$193B
$9K ﹤0.01%
50
-16
-24% -$2.84K
IRL
237
DELISTED
NEW IRELAND FUND INC
IRL
$9K ﹤0.01%
1,084
– –
CB icon
238
Chubb
CB
$141B
$8K ﹤0.01%
63
– –
DIS icon
239
Walt Disney
DIS
$171B
$8K ﹤0.01%
75
+7
+10% +$796
NGG icon
240
National Grid
NGG
$79.5B
$8K ﹤0.01%
180
+13
+8% +$607
RCI icon
241
Rogers Communications
RCI
$19B
$8K ﹤0.01%
+148
New +$7.67K
SNY icon
242
Sanofi
SNY
$108B
$8K ﹤0.01%
173
– –
SPG icon
243
Simon Property Group
SPG
$76.9B
$8K ﹤0.01%
46
+12
+35% +$2.15K
SVXY icon
244
ProShares Short VIX Short-Term Futures ETF
SVXY
$220M
$8K ﹤0.01%
388
-100
-20% -$2.46K
TSM icon
245
TSMC
TSM
$1.96T
$8K ﹤0.01%
205
+84
+69% +$3.2K
WMT icon
246
Walmart Inc
WMT
$905B
$8K ﹤0.01%
258
-15
-5% -$481
ORAN
247
DELISTED
Orange
ORAN
$8K ﹤0.01%
464
+143
+45% +$2.31K
NSL
248
DELISTED
NUVEEN SENIOR INCM FD
NSL
$8K ﹤0.01%
1,400
– –
RTN
249
DELISTED
Raytheon Company
RTN
$8K ﹤0.01%
49
-10
-17% -$1.79K
AXP icon
250
American Express
AXP
$225B
$7K ﹤0.01%
69
-18
-21% -$1.88K
8 9
10
11 12

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.