TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+7.01%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$228M
AUM Growth
+$228M
Cap. Flow
-$2.07M
Cap. Flow %
-0.91%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

1
HERZ
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$1.77M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
$1.58M
3
CET
Central Securities Corp
CET
$1.3M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$1.09M
5
DSL
DoubleLine Income Solutions Fund
DSL
$803K

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
$1.8M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$991K
4
BXMX icon
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$982K
5
TY icon
TRI-Continental Corp
TY
$884K

Sector Composition

1 Consumer Discretionary 5.91%
2 Industrials 5.35%
3 Financials 4.8%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FMY
226
First Trust Mortgage Income Fund
FMY
$51.4M
$36K 0.02%
2,535
– –
RACE icon
227
Ferrari
RACE
$88.2B
$36K 0.02%
489
– –
LDF
228
DELISTED
Latin American Discovery Fund
LDF
$36K 0.02%
3,393
– –
SLB icon
229
Schlumberger
SLB
$52.2B
$35K 0.02%
449
– –
AEP icon
230
American Electric Power
AEP
$58.8B
$35K 0.02%
528
– –
BMRN icon
231
BioMarin Pharmaceuticals
BMRN
$11.3B
$35K 0.02%
400
– –
CB icon
232
Chubb
CB
$111B
$34K 0.01%
246
– –
D icon
233
Dominion Energy
D
$50.3B
$34K 0.01%
435
– –
DEO icon
234
Diageo
DEO
$61.1B
$34K 0.01%
293
+25
+9% +$2.9K
CNQ icon
235
Canadian Natural Resources
CNQ
$65B
$33K 0.01%
998
+104
+12% +$3.43K
OXLC
236
Oxford Lane Capital
OXLC
$1.78B
$33K 0.01%
+3,000
New +$33K
CCEP icon
237
Coca-Cola Europacific Partners
CCEP
$39.4B
$32K 0.01%
842
+68
+9% +$2.58K
INCY icon
238
Incyte
INCY
$17B
$32K 0.01%
242
– –
NTES icon
239
NetEase
NTES
$85.4B
$32K 0.01%
111
+10
+10% +$2.88K
BAP icon
240
Credicorp
BAP
$20.8B
$31K 0.01%
187
– –
CVS icon
241
CVS Health
CVS
$93B
$31K 0.01%
389
– –
DMF
242
DELISTED
BNY Mellon Municipal Income
DMF
$31K 0.01%
3,441
-17,189
-83% -$155K
SNY icon
243
Sanofi
SNY
$122B
$31K 0.01%
682
+70
+11% +$3.18K
TT icon
244
Trane Technologies
TT
$90.9B
$31K 0.01%
382
– –
BIDU icon
245
Baidu
BIDU
$33.1B
$30K 0.01%
176
– –
OXY icon
246
Occidental Petroleum
OXY
$45.6B
$30K 0.01%
470
– –
QQQX icon
247
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.32B
$30K 0.01%
1,453
-20,894
-93% -$431K
SAP icon
248
SAP
SAP
$316B
$29K 0.01%
292
+49
+20% +$4.87K
ALLE icon
249
Allegion
ALLE
$14.4B
$29K 0.01%
386
– –
ST icon
250
Sensata Technologies
ST
$4.63B
$29K 0.01%
660
– –
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10
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