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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMY
226
First Trust Mortgage Income Fund
FMY
$48.9M
$36K 0.02%
2,535
– –
RACE icon
227
Ferrari
RACE
$66.8B
$36K 0.02%
489
– –
LDF
228
DELISTED
Latin American Discovery Fund
LDF
$36K 0.02%
3,393
– –
AEP icon
229
American Electric Power
AEP
$72.7B
$35K 0.02%
528
– –
BMRN icon
230
BioMarin Pharmaceuticals
BMRN
$11.6B
$35K 0.02%
400
– –
SLB icon
231
SLB Ltd
SLB
$76.5B
$35K 0.02%
449
– –
CB icon
232
Chubb
CB
$139B
$34K 0.01%
246
– –
D icon
233
Dominion Energy
D
$61.8B
$34K 0.01%
435
– –
DEO icon
234
Diageo
DEO
$47.3B
$34K 0.01%
293
+25
+9% +$2.81K
CNQ icon
235
Canadian Natural Resources
CNQ
$93.4B
$33K 0.01%
2,038
+212
+12% +$3.21K
OXLC
236
Oxford Lane Capital
OXLC
$824M
$33K 0.01%
+600
New +$33.2K
CCEP icon
237
Coca-Cola Europacific Partners
CCEP
$48.1B
$32K 0.01%
842
+68
+9% +$2.37K
INCY icon
238
Incyte
INCY
$23.7B
$32K 0.01%
242
– –
NTES icon
239
NetEase
NTES
$79.2B
$32K 0.01%
555
+50
+10% +$2.69K
BAP icon
240
Credicorp
BAP
$31.1B
$31K 0.01%
187
– –
CVS icon
241
CVS Health
CVS
$137B
$31K 0.01%
389
– –
DMF
242
DELISTED
BNY Mellon Municipal Income
DMF
$31K 0.01%
3,441
-17,189
-83% -$153K
SNY icon
243
Sanofi
SNY
$105B
$31K 0.01%
682
+70
+11% +$2.97K
TT icon
244
Trane Technologies
TT
$107B
$31K 0.01%
382
– –
BIDU icon
245
Baidu
BIDU
$35.8B
$30K 0.01%
176
– –
OXY icon
246
Occidental Petroleum
OXY
$54.6B
$30K 0.01%
470
– –
QQQX icon
247
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$30K 0.01%
1,453
-20,894
-93% -$421K
ALLE icon
248
Allegion
ALLE
$13.4B
$29K 0.01%
386
– –
SAP icon
249
SAP
SAP
$200B
$29K 0.01%
292
+49
+20% +$4.55K
ST icon
250
Sensata Technologies
ST
$6.75B
$29K 0.01%
660
– –
8 9
10
11 12

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SM
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PCI
Pacifica Capital Investments Leander, Texas $294M AUM 45.89% 1-Year Est. Return
PC
Permit Capital West Conshohocken, Pennsylvania $294M AUM 27.9% 1-Year Est. Return
DMBA
Deseret Mutual Benefit Administrators Salt Lake City, Utah $294M AUM 19.14% 1-Year Est. Return
MFC
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MEPT
Missouri Education Pension Trust Jefferson City, Missouri $294M AUM
ECM
Engle Capital Management Greenwich, Connecticut $293M AUM 68.31% 1-Year Est. Return

Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.