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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.29%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$216M
AUM Growth
+$28.4M
Cap. Flow
+$27.7M
Cap. Flow %
12.82%
Top 10 Hldgs %
39.27%
Holding
324
New
30
Increased
103
Reduced
43
Closed
18

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.41M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.16M
3
CET
Central Securities Corp
CET
+$3.21M
4
SOR
Source Capital
SOR
+$1.8M
5
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.56M

Top Sells

Rank Stock Value
1
MTZ icon
MasTec
MTZ
+$1.12M
2
CPA icon
Copa Holdings
CPA
+$932K
3
KOF icon
Coca-Cola Femsa
KOF
+$660K
4
SPE.PRB
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
+$599K
5
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$527K

Sector Composition

Rank Sector Weight
1 Financials 6.11%
2 Consumer Discretionary 5.29%
3 Industrials 5.17%
4 Consumer Staples 1.89%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLV
226
Clough Global Dividend & Income Fund
GLV
$77.2M
$36K 0.02%
3,003
– –
MUI
227
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$36K 0.02%
2,580
-6,420
-71% -$91.1K
BCV
228
Bancroft Fund
BCV
$133M
$35K 0.02%
1,746
+43
+3% +$877
MCR
229
DELISTED
MFS Charter Income Trust
MCR
$35K 0.02%
4,057
-943
-19% -$7.92K
NKE icon
230
Nike
NKE
$63.4B
$35K 0.02%
690
+3
+0.4% +$154
TMO icon
231
Thermo Fisher Scientific
TMO
$218B
$35K 0.02%
247
– –
AEF
232
abrdn Emerging Markets Equity Income Fund
AEF
$341M
$33K 0.02%
5,560
– –
AEP icon
233
American Electric Power
AEP
$73.9B
$33K 0.02%
528
– –
BMRN icon
234
BioMarin Pharmaceuticals
BMRN
$12B
$33K 0.02%
400
– –
CB icon
235
Chubb
CB
$141B
$33K 0.02%
246
– –
D icon
236
Dominion Energy
D
$62.9B
$33K 0.02%
435
– –
OXY icon
237
Occidental Petroleum
OXY
$55B
$33K 0.02%
470
– –
SNP
238
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$33K 0.02%
466
– –
ISL
239
DELISTED
Aberdeen Israel Fund
ISL
$33K 0.02%
2,050
– –
LDF
240
DELISTED
Latin American Discovery Fund
LDF
$32K 0.01%
3,393
– –
CVS icon
241
CVS Health
CVS
$138B
$31K 0.01%
389
– –
BAP icon
242
Credicorp
BAP
$30.5B
$30K 0.01%
187
– –
BTI icon
243
British American Tobacco
BTI
$134B
$30K 0.01%
532
– –
HQH
244
abrdn Healthcare Investors
HQH
$1.24B
$30K 0.01%
1,433
+1,145
+398% +$25.5K
BIDU icon
245
Baidu
BIDU
$35.2B
$29K 0.01%
176
– –
CNQ icon
246
Canadian Natural Resources
CNQ
$93.8B
$29K 0.01%
1,826
– –
TT icon
247
Trane Technologies
TT
$103B
$29K 0.01%
382
– –
DEO icon
248
Diageo
DEO
$49.3B
$28K 0.01%
268
– –
RACE icon
249
Ferrari
RACE
$67.7B
$28K 0.01%
+489
New +$26.7K
CS
250
DELISTED
Credit Suisse Group
CS
$28K 0.01%
+1,978
New +$27.7K
8 9
10
11 12

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Thomas J. Herzfeld Advisors held 324 positions worth $216M, up 15% from $188M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $27.7M of net new capital in Q4 2016, opening 30 new positions and adding to 103 existing holdings. Its largest new stake was Source Capital: 50,048 shares worth $1.8M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was MasTec, an estimated $1.12M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2016 buy was Source Capital: 50,048 shares worth $1.8M.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2016, an estimated $5.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2016 reduction was MasTec, cutting an estimated $1.12M.
  • Thomas J. Herzfeld Advisors fully exited Coca-Cola Femsa in Q4 2016, selling an estimated $660K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $216M portfolio in Q4 2016.
  • Thomas J. Herzfeld Advisors opened 30 new positions and closed 18 in Q4 2016.
  • Thomas J. Herzfeld Advisors's portfolio value rose 15% quarter-over-quarter to $216M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.