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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.59M
Cap. Flow %
-1.67%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$659K
2
DNI
Dividend and Income Fund
DNI
+$559K
3
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$513K
4
PPT
Franklin Premier Income Trust
PPT
+$426K
5
EVTC icon
Evertec
EVTC
+$396K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.16M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$1.03M
3
CET
Central Securities Corp
CET
+$952K
4
USA icon
Liberty All-Star Equity Fund
USA
+$840K
5
EWW icon
iShares MSCI Mexico ETF
EWW
+$808K

Sector Composition

Rank Sector Weight
1 Financials 5.94%
2 Consumer Staples 5.56%
3 Industrials 4.32%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKG.PRE
226
DELISTED
NUVEEN GEORGIA DIV ADVTG MUNI FD 2.65% 2015-2
NKG.PRE
$20K 0.01%
2,000
– –
JCE icon
227
Nuveen Core Equity Alpha Fund
JCE
$278M
$19K 0.01%
1,244
+22
+2% +$346
HYB
228
DELISTED
New America High Income Fund, Inc.
HYB
$19K 0.01%
2,000
– –
QQQX icon
229
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$18K 0.01%
1,144
+21
+2% +$342
NXM
230
DELISTED
NUVEEN PENNSYLVANIA DIV ADV
NXM
$18K 0.01%
1,500
– –
HMH
231
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$17K 0.01%
3,000
– –
NMB
232
DELISTED
NUVEEN MASSACHUSETTS DIV ADV
NMB
$17K 0.01%
1,310
-990
-43% -$13.5K
MIW
233
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
$15K 0.01%
1,300
– –
LBF
234
DELISTED
Deutsche Global High Incm Fund
LBF
$14K 0.01%
1,802
– –
GLU
235
Gabelli Utility & Income Trust
GLU
$115M
$13K 0.01%
+668
New +$13.1K
NXJ
236
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$13K 0.01%
1,000
– –
VPV icon
237
Invesco Pennsylvania Value Municipal Income Trust
VPV
$193M
$13K 0.01%
1,000
– –
HXM
238
DELISTED
DESARROLLADORA HOMES DA DE CV (HOMEX DEV. CORP)
HXM
$13K 0.01%
6,100
– –
CLM icon
239
Cornerstone Strategic Value Fund
CLM
$2.2B
$12K 0.01%
439
+18
+4% +$511
NVY
240
DELISTED
NUVEEN PENNSYLVANIA DIV ADVTG MUNI FD 2
NVY
$12K 0.01%
1,000
– –
HMC icon
241
Honda
HMC
$39.3B
$11K 0.01%
+300
New +$11.5K
MMV
242
DELISTED
Eaton Vance Massachusetts Municipal Income Trust
MMV
$11K 0.01%
833
– –
LDF
243
DELISTED
Latin American Discovery Fund
LDF
$11K 0.01%
800
– –
TMM
244
DELISTED
GRUPO TMM S.A.B. ADS REPTG FIVE ORD PART CERT SER A SH
TMM
$11K 0.01%
12,280
– –
PMM
245
Franklin Managed Municipal Income Trust
PMM
$271M
$10K 0.01%
1,500
– –
GRR
246
DELISTED
Asia Tigers Fund
GRR
$10K 0.01%
892
-252
-22% -$2.9K
NCU.PRC
247
DELISTED
NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL MUNIFUND TERM PFD
NCU.PRC
$10K 0.01%
1,000
– –
NKG.PRD
248
DELISTED
NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNI FD 2 2.65% TERM PFD
NKG.PRD
$10K 0.01%
1,000
– –
NVY.PRC
249
DELISTED
NUVEEN PA DIVID ADVANTAGE MUNI FND PFD SHS SER 2015 (MA)
NVY.PRC
$10K 0.01%
1,000
– –
MCN
250
Madison Covered Call & Equity Strategy Fund
MCN
$117M
$8K 0.01%
1,000
– –
7 8 9
10
11

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Thomas J. Herzfeld Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Thomas J. Herzfeld Advisors held 294 positions worth $155M, down 1.1% from $157M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2013 filing shows 10 new, 74 increased, 39 reduced and 15 closed positions. Its largest new stake was Evertec: 16,643 shares worth $370K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.16M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.3% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2013 buy was Evertec: 16,643 shares worth $370K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Fund in Q3 2013, an estimated $659K increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2013 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.16M.
  • Thomas J. Herzfeld Advisors fully exited iShares MSCI Mexico ETF in Q3 2013, selling an estimated $808K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 24% of its $155M portfolio in Q3 2013.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 15 in Q3 2013.
  • Thomas J. Herzfeld Advisors's portfolio value fell 1.1% quarter-over-quarter to $155M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.