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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
HPK icon
6976
CALL
HighPeak Energy
HPK
$1.02B
$23.1K ﹤0.01%
3,300
-9,600
-74% -$66.2K
CSWC icon
6977
Capital Southwest
CSWC
$1.57B
$23.1K ﹤0.01%
970
-6,263
-87% -$147K
STRA icon
6978
CALL
Strategic Education
STRA
$1.81B
$23K ﹤0.01%
+300
New +$23.7K
IBP icon
6979
CALL
Installed Building Products
IBP
$6.34B
$23K ﹤0.01%
+100
New +$24.3K
AFCG
6980
CALL
AFC Gamma
AFCG
$80.5M
$22.9K ﹤0.01%
7,400
-5,700
-44% -$17.9K
PNNT
6981
Pennant Park Investment Corp
PNNT
$244M
$22.9K ﹤0.01%
+6,607
New +$27.4K
CPT icon
6982
CALL
Camden Property Trust
CPT
$12.2B
$22.9K ﹤0.01%
200
-7,200
-97% -$767K
CPT icon
6983
PUT
Camden Property Trust
CPT
$12.2B
$22.9K ﹤0.01%
200
-300
-60% -$32K
SMBC icon
6984
CALL
Southern Missouri Bancorp
SMBC
$817M
$22.9K ﹤0.01%
+300
New +$20.7K
SNDQ
6985
Tradr 2X Short SNDK Daily ETF
SNDQ
$45.8M
$22.9K ﹤0.01%
+1,173
New +$100K
VSEC icon
6986
PUT
VSE Corp
VSEC
$5.72B
$22.9K ﹤0.01%
100
-300
-75% -$57.6K
GOEX icon
6987
Global X Gold Explorers ETF NEW
GOEX
$140M
$22.8K ﹤0.01%
330
-17
-5% -$1.38K
PK icon
6988
CALL
Park Hotels & Resorts
PK
$3.07B
$22.8K ﹤0.01%
1,600
-3,300
-67% -$40.4K
AIFU
6989
PUT
AIFU Inc
AIFU
$111M
$22.8K ﹤0.01%
500
+450
+900% +$16.9K
VGZ icon
6990
PUT
Vista Gold
VGZ
$327M
$22.7K ﹤0.01%
11,900
+1,300
+12% +$2.83K
GGG icon
6991
CALL
Graco
GGG
$12.6B
$22.7K ﹤0.01%
300
-4,800
-94% -$379K
HII icon
6992
Huntington Ingalls Industries
HII
$11.3B
$22.7K ﹤0.01%
+81
New +$27.1K
NMG
6993
CALL
Nouveau Monde Graphite
NMG
$461M
$22.6K ﹤0.01%
15,100
-30,400
-67% -$57.5K
TRLV
6994
PUT
Trulieve Cannabis Corp
TRLV
$2.33B
$22.6K ﹤0.01%
+2,300
New +$22.2K
SSL icon
6995
PUT
Sasol
SSL
$7.87B
$22.6K ﹤0.01%
2,300
-3,500
-60% -$44.2K
OGC
6996
CALL
OceanaGold Corp
OGC
$6.81B
$22.6K ﹤0.01%
+900
New +$26.9K
OMAH
6997
VistaShares Target 15 Berkshire Select Income ETF
OMAH
$1.11B
$22.6K ﹤0.01%
1,224
+70
+6% +$1.3K
ATR icon
6998
AptarGroup
ATR
$8.1B
$22.5K ﹤0.01%
180
-404
-69% -$49K
XSHD icon
6999
Invesco S&P SmallCap High Dividend Low Volatility ETF
XSHD
$70.7M
$22.5K ﹤0.01%
1,595
+692
+77% +$9.42K
COII
7000
PUT
DELISTED
REX COIN Covered Call ETF
COII
$22.5K ﹤0.01%
1,200
+600
+100% +$5.63K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.