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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NRIX icon
7026
PUT
Nurix Therapeutics
NRIX
$2.71B
$21.8K ﹤0.01%
900
NATR icon
7027
CALL
Nature's Sunshine
NATR
$247M
$21.8K ﹤0.01%
+1,000
New +$23.3K
RIGL icon
7028
Rigel Pharmaceuticals
RIGL
$909M
$21.8K ﹤0.01%
+556
New +$17.1K
ARGT icon
7029
Global X MSCI Argentina ETF
ARGT
$840M
$21.7K ﹤0.01%
238
-3,182
-93% -$296K
FRDM icon
7030
Freedom 100 Emerging Markets ETF
FRDM
$3.57B
$21.7K ﹤0.01%
298
-7,905
-96% -$528K
HPK icon
7031
PUT
HighPeak Energy
HPK
$1.02B
$21.7K ﹤0.01%
3,100
+2,000
+182% +$13.8K
NX icon
7032
Quanex
NX
$1.05B
$21.7K ﹤0.01%
1,163
+513
+79% +$9.47K
FCFS icon
7033
CALL
FirstCash
FCFS
$9.79B
$21.6K ﹤0.01%
100
-1,400
-93% -$304K
PHVS icon
7034
Pharvaris
PHVS
$2.47B
$21.6K ﹤0.01%
624
-1,549
-71% -$46.9K
INBK icon
7035
First Internet Bancorp
INBK
$260M
$21.6K ﹤0.01%
+776
New +$18.8K
CCEC
7036
Capital Clean Energy Carriers
CCEC
$1.36B
$21.6K ﹤0.01%
+1,010
New +$20.9K
PAYP
7037
PUT
PayPay
PAYP
$11.5B
$21.5K ﹤0.01%
+1,500
New +$27.6K
AXS icon
7038
CALL
AXIS Capital
AXS
$7.38B
$21.5K ﹤0.01%
+200
New +$20.1K
LOUP
7039
Innovator Deepwater Frontier Tech ETF
LOUP
$213M
$21.5K ﹤0.01%
+218
New +$18.9K
APEI icon
7040
CALL
American Public Education
APEI
$830M
$21.5K ﹤0.01%
400
-800
-67% -$44K
ADPT icon
7041
PUT
Adaptive Biotechnologies
ADPT
$3.87B
$21.4K ﹤0.01%
1,000
+700
+233% +$10.7K
MCGA
7042
CALL
Yorkville Acquisition Corp
MCGA
$244M
$21.4K ﹤0.01%
2,100
-12,600
-86% -$128K
MBIN icon
7043
Merchants Bancorp
MBIN
$2.42B
$21.4K ﹤0.01%
428
-302
-41% -$14.3K
IRE
7044
Defiance Daily Target 2x Long IREN ETF
IRE
$316M
$21.4K ﹤0.01%
1,280
-1,559
-55% -$40.7K
FSBC icon
7045
Five Star Bancorp
FSBC
$1.15B
$21.3K ﹤0.01%
+438
New +$18.5K
PRPL icon
7046
Purple Innovation
PRPL
$16.6M
$21.3K ﹤0.01%
2,388
+516
+28% +$6.33K
RGA icon
7047
PUT
Reinsurance Group of America
RGA
$16.5B
$21.3K ﹤0.01%
+100
New +$20.9K
FBRX
7048
CALL
DELISTED
Forte Biosciences
FBRX
$21.3K ﹤0.01%
1,000
-34,000
-97% -$806K
KOF icon
7049
CALL
Coca-Cola Femsa
KOF
$23.5B
$21.3K ﹤0.01%
200
-8,100
-98% -$849K
PROP icon
7050
PUT
Prairie Operating Co
PROP
$51.1M
$21.2K ﹤0.01%
29,400
-218,700
-88% -$236K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.