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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
RXST icon
7051
PUT
RxSight
RXST
$265M
$21.2K ﹤0.01%
4,400
STXX
7052
Tradr 2X Long STX Daily ETF
STXX
$17.9M
$21.1K ﹤0.01%
+352
New +$17.8K
IIIN icon
7053
CALL
Insteel Industries
IIIN
$605M
$21.1K ﹤0.01%
+700
New +$20.1K
NBBK icon
7054
CALL
NB Bancorp
NBBK
$1.01B
$21.1K ﹤0.01%
+1,000
New +$20.6K
EU
7055
PUT
enCore Energy
EU
$241M
$21.1K ﹤0.01%
16,100
-2,300
-13% -$3.87K
SEVN
7056
PUT
Seven Hills Realty Trust
SEVN
$171M
$21.1K ﹤0.01%
2,500
PRE icon
7057
CALL
Prenetics Global
PRE
$427M
$21K ﹤0.01%
1,100
+1,000
+1,000% +$18.5K
CLVT icon
7058
Clarivate
CLVT
$1.32B
$21K ﹤0.01%
9,734
-13,681
-58% -$33.4K
GILT icon
7059
Gilat Satellite Networks
GILT
$780M
$21K ﹤0.01%
1,579
+874
+124% +$14.3K
CVEO icon
7060
PUT
Civeo
CVEO
$353M
$21K ﹤0.01%
+600
New +$19.3K
CZNC icon
7061
CALL
Citizens & Northern Corp
CZNC
$468M
$21K ﹤0.01%
900
+800
+800% +$17.7K
LAZ icon
7062
PUT
Lazard
LAZ
$4.39B
$21K ﹤0.01%
500
-2,800
-85% -$128K
GCTS
7063
GCT Semiconductor Holding
GCTS
$163M
$20.9K ﹤0.01%
+7,048
New +$15K
BTCS icon
7064
CALL
BTCS Inc
BTCS
$71.7M
$20.9K ﹤0.01%
18,800
+4,300
+30% +$6.93K
SCSC icon
7065
PUT
Scansource
SCSC
$1.19B
$20.8K ﹤0.01%
400
LITZ
7066
Tradr 2X Short LITE Daily ETF
LITZ
$4.58M
$20.8K ﹤0.01%
+1,320
New +$23.9K
VOXR
7067
PUT
Vox Royalty Corp
VOXR
$400M
$20.8K ﹤0.01%
4,400
+3,800
+633% +$20.9K
PECO icon
7068
PUT
Phillips Edison & Co
PECO
$5.01B
$20.8K ﹤0.01%
500
MTLS
7069
CALL
Materialise
MTLS
$432M
$20.8K ﹤0.01%
2,800
+800
+40% +$4.74K
HAYW icon
7070
PUT
Hayward Holdings
HAYW
$2.95B
$20.8K ﹤0.01%
1,200
+400
+50% +$5.84K
AAOX
7071
Tradr 2X Long AAOI Daily ETF
AAOX
$170M
$20.8K ﹤0.01%
+657
New +$33.6K
PINE
7072
CALL
Alpine Income Property Trust
PINE
$346M
$20.8K ﹤0.01%
1,000
+300
+43% +$5.83K
ELS icon
7073
Equity Lifestyle Properties
ELS
$12.1B
$20.8K ﹤0.01%
322
+123
+62% +$7.77K
POR icon
7074
CALL
Portland General Electric
POR
$5.73B
$20.7K ﹤0.01%
400
-200
-33% -$10.1K
CLNE icon
7075
CALL
Clean Energy Fuels
CLNE
$364M
$20.7K ﹤0.01%
10,100
+1,000
+11% +$2.13K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.