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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
TLPH icon
7076
PUT
Talphera
TLPH
$62.3M
$20.7K ﹤0.01%
20,100
+17,600
+704% +$15K
STEP icon
7077
CALL
StepStone Group
STEP
$4.19B
$20.7K ﹤0.01%
500
+200
+67% +$9.9K
KELYA icon
7078
Kelly Services Class A
KELYA
$586M
$20.7K ﹤0.01%
1,683
-20,650
-92% -$215K
DOUG icon
7079
Douglas Elliman
DOUG
$165M
$20.7K ﹤0.01%
11,674
+3,216
+38% +$5.77K
NSP icon
7080
CALL
Insperity
NSP
$1.98B
$20.7K ﹤0.01%
500
+300
+150% +$9.83K
NSP icon
7081
PUT
Insperity
NSP
$1.98B
$20.7K ﹤0.01%
500
DMLP icon
7082
Dorchester Minerals
DMLP
$1.43B
$20.7K ﹤0.01%
+818
New +$22.3K
MFIC icon
7083
MidCap Financial Investment
MFIC
$792M
$20.6K ﹤0.01%
+2,047
New +$22.5K
WYFI
7084
WhiteFiber Inc
WYFI
$759M
$20.6K ﹤0.01%
+531
New +$12.8K
KORP icon
7085
PUT
American Century Diversified Corporate Bond ETF
KORP
$916M
$20.6K ﹤0.01%
200
-500
-71% -$23.4K
WAY
7086
CALL
Waystar Holding Corp
WAY
$4.81B
$20.5K ﹤0.01%
1,000
-2,000
-67% -$42.1K
ANDE icon
7087
CALL
Andersons Inc
ANDE
$2.35B
$20.5K ﹤0.01%
300
-300
-50% -$21.8K
LXRX icon
7088
Lexicon Pharmaceuticals
LXRX
$997M
$20.5K ﹤0.01%
+8,540
New +$16.6K
BEX
7089
Tradr 2X Long BE Daily ETF
BEX
$214M
$20.5K ﹤0.01%
342
+302
+755% +$15.9K
KE
7090
Kimball Electronics
KE
$602M
$20.5K ﹤0.01%
+799
New +$20.5K
SPAX
7091
T-REX 2X Long SPCX Daily Target ETF
SPAX
$34.2M
$20.4K ﹤0.01%
+1,324
New +$21.3K
NUS icon
7092
Nu Skin
NUS
$236M
$20.4K ﹤0.01%
+3,863
New +$24.7K
CCLD icon
7093
PUT
CareCloud
CCLD
$94.8M
$20.4K ﹤0.01%
9,600
+300
+3% +$776
WTMY
7094
PUT
WisdomTree High Income Laddered Municipal Fund
WTMY
$4.96M
$20.4K ﹤0.01%
400
-1,000
-71% -$25.4K
VNT icon
7095
CALL
Vontier
VNT
$4.5B
$20.3K ﹤0.01%
700
GDOT icon
7096
PUT
Green Dot
GDOT
$760M
$20.3K ﹤0.01%
1,500
+1,400
+1,400% +$17.5K
EGP icon
7097
CALL
EastGroup Properties
EGP
$10.7B
$20.3K ﹤0.01%
+100
New +$20K
ZWS icon
7098
CALL
Zurn Elkay Water Solutions
ZWS
$7.9B
$20.2K ﹤0.01%
400
+200
+100% +$9.78K
DFUV icon
7099
Dimensional US Marketwide Value ETF
DFUV
$15.9B
$20.2K ﹤0.01%
+367
New +$19.3K
NUCL
7100
PUT
Eagle Nuclear Energy Corp
NUCL
$200M
$20.2K ﹤0.01%
+2,100
New +$21.2K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.