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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SCHA icon
7101
Schwab U.S Small- Cap ETF
SCHA
$22.9B
$20.2K ﹤0.01%
+558
New +$18.4K
SGMO
7102
PUT
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$20.2K ﹤0.01%
373,200
+15,700
+4% +$3.68K
DRTS icon
7103
PUT
Alpha Tau Medical
DRTS
$1.39B
$20.1K ﹤0.01%
1,600
+1,300
+433% +$11.8K
GANX icon
7104
CALL
Gain Therapeutics
GANX
$78.6M
$20.1K ﹤0.01%
9,900
+5,800
+141% +$10.7K
FATE icon
7105
CALL
Fate Therapeutics
FATE
$297M
$20K ﹤0.01%
7,400
-7,000
-49% -$13K
QUIK icon
7106
CALL
QuickLogic
QUIK
$197M
$20K ﹤0.01%
1,000
CURI icon
7107
CALL
CuriosityStream
CURI
$161M
$19.9K ﹤0.01%
7,500
+4,500
+150% +$13.3K
SBCF icon
7108
CALL
Seacoast Banking Corp of Florida
SBCF
$3.35B
$19.9K ﹤0.01%
600
+400
+200% +$12.5K
EE icon
7109
Excelerate Energy
EE
$1.26B
$19.9K ﹤0.01%
525
+473
+910% +$16.3K
CIGI icon
7110
Colliers International
CIGI
$5.06B
$19.9K ﹤0.01%
212
-223
-51% -$22.5K
BCH icon
7111
CALL
Banco de Chile
BCH
$21.4B
$19.9K ﹤0.01%
500
CDNA icon
7112
CareDx
CDNA
$2.63B
$19.8K ﹤0.01%
+695
New +$15.1K
NEOG icon
7113
PUT
Neogen
NEOG
$2.58B
$19.8K ﹤0.01%
2,200
-10,200
-82% -$93.6K
VVV icon
7114
PUT
Valvoline
VVV
$4.09B
$19.8K ﹤0.01%
500
+400
+400% +$13.9K
TW icon
7115
Tradeweb Markets
TW
$22.4B
$19.7K ﹤0.01%
198
-989
-83% -$107K
CGDV icon
7116
PUT
Capital Group Dividend Value ETF
CGDV
$38.7B
$19.7K ﹤0.01%
+400
New +$18.8K
FATE icon
7117
PUT
Fate Therapeutics
FATE
$297M
$19.7K ﹤0.01%
7,300
-1,700
-19% -$3.15K
QBTX
7118
Tradr 2X Long QBTS Daily ETF
QBTX
$62.4M
$19.7K ﹤0.01%
1,315
-1,445
-52% -$22.1K
QQQM icon
7119
Invesco NASDAQ 100 ETF
QQQM
$105B
$19.7K ﹤0.01%
+65
New +$18.4K
BDRY icon
7120
Breakwave Dry Bulk Shipping ETF
BDRY
$36.4M
$19.7K ﹤0.01%
1,658
-3,545
-68% -$42.2K
CONI
7121
GraniteShares 2x Short COIN Daily ETF
CONI
$13M
$19.6K ﹤0.01%
309
-2,557
-89% -$129K
PICK icon
7122
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.5B
$19.6K ﹤0.01%
337
-936
-74% -$58.6K
ARMG
7123
Leverage Shares 2X Long ARM Daily ETF
ARMG
$62.3M
$19.6K ﹤0.01%
497
-2,102
-81% -$58.4K
ATAT icon
7124
Atour Lifestyle Holdings
ATAT
$4.67B
$19.5K ﹤0.01%
+614
New +$22K
AXTA icon
7125
Axalta
AXTA
$7.66B
$19.5K ﹤0.01%
570
+425
+293% +$12.8K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.