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Simplex Trading

Simplex Trading Portfolio holdings

AUM $171B
1-Year Est. Return 85%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
+39.06%
1 Year Est. Return
+85%
3 Year Est. Return
+183.25%
5 Year Est. Return
+145.21%
10 Year Est. Return
+1,056.84%
AUM
$171B
AUM Growth
+$21.5B
Cap. Flow
-$29.5M
Cap. Flow %
-0.02%
Top 10 Hldgs %
49.56%
Holding
10,638
New
1,714
Increased
3,712
Reduced
3,486
Closed
1,487

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.28%
2 Technology 0.76%
3 Consumer Discretionary 0.21%
4 Communication Services 0.19%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
ENGN icon
6926
CALL
enGene Therapeutics
ENGN
$122M
$24.4K ﹤0.01%
+14,100
New +$57.5K
DCOM icon
6927
PUT
Dime Commercial Bancshares
DCOM
$1.82B
$24.4K ﹤0.01%
600
-4,800
-89% -$178K
EWTX icon
6928
PUT
Edgewise Therapeutics
EWTX
$4.68B
$24.4K ﹤0.01%
600
-16,700
-97% -$576K
WDFC icon
6929
CALL
WD-40
WDFC
$2.79B
$24.4K ﹤0.01%
100
ATS icon
6930
ATS Corp
ATS
$1.93B
$24.3K ﹤0.01%
+846
New +$26K
CMC icon
6931
Commercial Metals
CMC
$7.77B
$24.3K ﹤0.01%
+388
New +$27.3K
FTW
6932
CALL
Presidio Production Co
FTW
$326M
$24.3K ﹤0.01%
+2,000
New +$22.9K
HTO
6933
CALL
H2O America
HTO
$2.69B
$24.3K ﹤0.01%
400
-100
-20% -$5.8K
TTEC icon
6934
PUT
TTEC Holdings
TTEC
$68M
$24.3K ﹤0.01%
12,500
+12,100
+3,025% +$31.3K
XNTK icon
6935
State Street SPDR NYSE Technology ETF
XNTK
$2.01B
$24.2K ﹤0.01%
+62
New +$20.7K
GDE icon
6936
WisdomTree Efficient Gold Plus Equity Strategy Fund
GDE
$484M
$24.2K ﹤0.01%
+396
New +$26.3K
SELF
6937
Global Self Storage
SELF
$59.6M
$24.2K ﹤0.01%
4,613
-2,005
-30% -$10.5K
CNM icon
6938
CALL
Core & Main
CNM
$8.3B
$24.1K ﹤0.01%
500
CNM icon
6939
PUT
Core & Main
CNM
$8.3B
$24.1K ﹤0.01%
500
+300
+150% +$14.8K
NSLR
6940
Neostellar Capital Corp
NSLR
$267M
$24.1K ﹤0.01%
+1,922
New +$25.3K
COHX
6941
Tradr 2X Long COHR Daily ETF
COHX
$59.6M
$24.1K ﹤0.01%
430
-386
-47% -$19.8K
ENVA icon
6942
PUT
Enova International
ENVA
$5.74B
$24.1K ﹤0.01%
+100
New +$17.2K
ICL icon
6943
ICL Group
ICL
$7.58B
$24K ﹤0.01%
+4,827
New +$27.4K
SBH icon
6944
PUT
Sally Beauty Holdings
SBH
$1.56B
$24K ﹤0.01%
1,700
-38,800
-96% -$523K
JELD icon
6945
PUT
JELD-WEN Holding
JELD
$200M
$24K ﹤0.01%
16,000
+15,200
+1,900% +$23.4K
AVAH icon
6946
PUT
Aveanna Healthcare
AVAH
$2.96B
$24K ﹤0.01%
2,800
+2,100
+300% +$14.8K
CMTG icon
6947
Claros Mortgage Trust
CMTG
$229M
$24K ﹤0.01%
10,206
+132
+1% +$324
FDMT icon
6948
PUT
4D Molecular Therapeutics
FDMT
$827M
$23.9K ﹤0.01%
1,800
-32,000
-95% -$312K
PVL
6949
Permianville Royalty Trust
PVL
$60.7M
$23.9K ﹤0.01%
+14,128
New +$26.3K
MUFG icon
6950
CALL
Mitsubishi UFJ Financial
MUFG
$271B
$23.9K ﹤0.01%
1,200
-7,900
-87% -$149K

Similar funds

Simplex Trading's Q2 2026 Portfolio in Review

As of Q2 2026, Simplex Trading held 10,638 positions worth $171B, up 14% from $149B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Simplex Trading's Q2 2026 filing shows 1,714 new, 3,712 increased, 3,486 reduced and 1,487 closed positions. Its largest new stake was Micron Technology: 52,682 shares worth $60.8M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $108M.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Simplex Trading's largest Q2 2026 buy was Micron Technology: 52,682 shares worth $60.8M.
  • Simplex Trading added most to iShares Russell 2000 ETF in Q2 2026, an estimated $146M increase.
  • Simplex Trading's biggest Q2 2026 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $108M.
  • Simplex Trading fully exited Intel in Q2 2026, selling an estimated $76.6M.
  • Simplex Trading's ten largest holdings make up 50% of its $171B portfolio in Q2 2026.
  • Simplex Trading opened 1,714 new positions and closed 1,487 in Q2 2026.
  • Simplex Trading's portfolio value rose 14% quarter-over-quarter to $171B.

Based on Simplex Trading's 13F filing for Q2 2026, filed 12 Aug 2026.