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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$249M
Cap. Flow %
-3.62%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Consumer Staples 2.44%
3 Financials 2.25%
4 Industrials 1.21%
5 Healthcare 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPIN icon
526
JPMorgan Diversified Return International Equity ETF
JPIN
$375M
$311K ﹤0.01%
4,306
– –
BAX icon
527
Baxter International
BAX
$13.9B
$311K ﹤0.01%
14,573
-1,051
-7% -$19.6K
DIA icon
528
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$307K ﹤0.01%
589
-44
-7% -$22K
KRE icon
529
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$307K ﹤0.01%
4,100
– –
CWB icon
530
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.72B
$306K ﹤0.01%
2,842
– –
WOR icon
531
Worthington Enterprises
WOR
$2.78B
$306K ﹤0.01%
5,698
-12
-0.2% -$669
SJM icon
532
J.M. Smucker
SJM
$12.7B
$304K ﹤0.01%
2,706
+1
+0% +$102
GL icon
533
Globe Life
GL
$13.8B
$304K ﹤0.01%
1,700
– –
CAG icon
534
Conagra Brands
CAG
$7.18B
$304K ﹤0.01%
+22,549
New +$315K
GGAL icon
535
Galicia Financial Group
GGAL
$7.1B
$303K ﹤0.01%
6,066
-20
-0.3% -$941
DFAR icon
536
Dimensional US Real Estate ETF
DFAR
$1.76B
$303K ﹤0.01%
+11,589
New +$298K
SPG icon
537
Simon Property Group
SPG
$71.4B
$299K ﹤0.01%
1,338
+21
+2% +$4.32K
LLYVK icon
538
Liberty Live Group Series C
LLYVK
$9.8B
$299K ﹤0.01%
2,829
-1
-0% -$98
DFAT icon
539
Dimensional US Targeted Value ETF
DFAT
$14.8B
$299K ﹤0.01%
4,272
-961
-18% -$64.2K
BABA icon
540
Alibaba
BABA
$300B
$298K ﹤0.01%
3,109
+280
+10% +$35.1K
PEGA icon
541
Pegasystems
PEGA
$5.15B
$297K ﹤0.01%
9,915
-3,512
-26% -$126K
GM icon
542
General Motors
GM
$76.1B
$297K ﹤0.01%
3,855
+61
+2% +$4.79K
IYM icon
543
iShares US Basic Materials ETF
IYM
$1.02B
$294K ﹤0.01%
1,637
-431
-21% -$78.9K
RGLD icon
544
Royal Gold
RGLD
$19.7B
$293K ﹤0.01%
1,470
-17
-1% -$3.95K
BIV icon
545
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$292K ﹤0.01%
3,808
+132
+4% +$10.1K
ARCC icon
546
Ares Capital
ARCC
$14.3B
$291K ﹤0.01%
15,683
-794
-5% -$14.8K
PRU icon
547
Prudential Financial
PRU
$42.3B
$290K ﹤0.01%
2,684
-104
-4% -$10.6K
MCO icon
548
Moody's
MCO
$82.8B
$289K ﹤0.01%
638
-46
-7% -$20.7K
PWB icon
549
Invesco Large Cap Growth ETF
PWB
$2.43B
$288K ﹤0.01%
1,707
-1,673
-49% -$254K
IJJ icon
550
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$286K ﹤0.01%
1,939
+192
+11% +$27.2K
20 21
22
23 24

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GAM
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PFA
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DE
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CF
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JCAM
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RPI
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CIMLRA
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NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $249M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.3% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.