NorthRock Partners’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

NorthRock Partners’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$260K	Hold	2,842	–	–	﹤0.01%	566
2025 Q4	$254K	Hold	2,842	–	–	﹤0.01%	510
2025 Q3	$257K	Hold	2,842	–	–	﹤0.01%	750
2025 Q2	$235K	Hold	2,842	–	–	0.01%	601
2025 Q1	$218K	Buy	2,842 +1,519	+115%	+$120K	0.01%	547
2024 Q4	$103K	Sell	1,323 -2,353	-64%	-$186K	﹤0.01%	611
2024 Q3	$282K	Sell	3,676 -2,182	-37%	-$160K	0.01%	516
2024 Q2	$422K	Sell	5,858 -5,016	-46%	-$359K	0.02%	386
2024 Q1	$794K	Sell	10,874 -3,586	-25%	-$257K	0.03%	243
2023 Q4	$1.04M	Buy	+14,460	New	+$982K	0.04%	187
2020 Q2	–	Sell	-7,705	Closed	-$369K	–	217
2020 Q1	$369K	Sell	7,705 -15,935	-67%	-$867K	0.05%	130
2019 Q4	$1.31M	Sell	23,640 -46,544	-66%	-$2.51M	0.14%	91
2019 Q3	$3.68M	Buy	+70,184	New	+$3.72M	0.5%	47

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

NorthRock Partners's CWB Position: Q1 2026 in Review

NorthRock Partners held its State Street SPDR Bloomberg Convertible Securities ETF (CWB) position steady in Q1 2026 at 2,842 shares worth $260K. The position accounts for ﹤0.01% of the portfolio, ranked #566.

NorthRock Partners first reported a position in CWB in Q3 2019 and has held it in 13 quarters since. The position peaked at $3.68M in Q3 2019. 523 funds tracked by Wall St. Rank hold CWB as of Q1 2026.

NorthRock Partners held 2,842 shares of State Street SPDR Bloomberg Convertible Securities ETF worth $260K as of Q1 2026.
NorthRock Partners left its State Street SPDR Bloomberg Convertible Securities ETF share count unchanged in Q1 2026.
State Street SPDR Bloomberg Convertible Securities ETF made up ﹤0.01% of NorthRock Partners's portfolio in Q1 2026, its #566 holding.
NorthRock Partners first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019 and has held it in 13 quarters since.
NorthRock Partners's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $3.68M in Q3 2019.
523 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q1 2026.

Based on NorthRock Partners's 13F filing for Q1 2026, filed 15 May 2026.