NorthRock Partners’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

NorthRock Partners’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$307K	Sell	589 -44	-7%	-$22K	﹤0.01%	528
2026 Q1	$293K	Sell	633 -7	-1%	-$3.39K	﹤0.01%	531
2025 Q4	$308K	Sell	640 -437	-41%	-$207K	0.01%	473
2025 Q3	$500K	Buy	+1,077	New	+$485K	0.01%	536
2020 Q1	–	Sell	-196	Closed	-$56K	–	226
2019 Q4	$56K	Buy	+196	New	+$54K	0.01%	268
2019 Q2	–	Sell	-1,396	Closed	-$362K	–	81
2019 Q1	$362K	Buy	+1,396	New	+$351K	0.1%	48

Other funds holding DIA

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

IMC Chicago Chicago, Illinois $419B AUM 72.04% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

Optiver Holding Amsterdam, Netherlands $371B AUM 64.6% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

NorthRock Partners's DIA Position: Q2 2026 in Review

NorthRock Partners reduced its State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) stake by 7% in Q2 2026, selling an estimated $22K and leaving 589 shares worth $307K. The position accounts for ﹤0.01% of the portfolio, ranked #528.

NorthRock Partners first reported a position in DIA in Q1 2019 and has held it in 6 quarters since. The position peaked at $500K in Q3 2025. 1,183 funds tracked by Wall St. Rank hold DIA as of Q2 2026.

NorthRock Partners held 589 shares of State Street SPDR Dow Jones Industrial Average ETF Trust worth $307K as of Q2 2026.
NorthRock Partners sold 44 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q2 2026, an estimated $22K.
State Street SPDR Dow Jones Industrial Average ETF Trust made up ﹤0.01% of NorthRock Partners's portfolio in Q2 2026, its #528 holding.
NorthRock Partners first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2019 and has held it in 6 quarters since.
NorthRock Partners's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $500K in Q3 2025.
1,183 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q2 2026.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.