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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$249M
Cap. Flow %
-3.62%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Consumer Staples 2.44%
3 Financials 2.25%
4 Industrials 1.21%
5 Healthcare 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XJR icon
476
iShares ESG Screened S&P Small-Cap ETF
XJR
$190M
$402K 0.01%
7,613
+261
+4% +$12.6K
NSC icon
477
Norfolk Southern
NSC
$75.3B
$400K 0.01%
1,273
+29
+2% +$8.94K
ES icon
478
Eversource Energy
ES
$26.9B
$400K 0.01%
5,538
-8
-0.1% -$554
PHO icon
479
Invesco Water Resources ETF
PHO
$2.06B
$397K 0.01%
5,747
-100
-2% -$6.75K
VONG icon
480
Vanguard Russell 1000 Growth ETF
VONG
$45.7B
$394K 0.01%
3,082
+411
+15% +$51K
D icon
481
Dominion Energy
D
$59.8B
$384K 0.01%
5,629
-953
-14% -$62K
PAYX icon
482
Paychex
PAYX
$42.8B
$383K 0.01%
3,898
+2
+0.1% +$189
EMLC icon
483
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$381K 0.01%
14,912
-768
-5% -$19.6K
TEL icon
484
TE Connectivity
TEL
$62B
$381K 0.01%
1,890
-8
-0.4% -$1.71K
BOKF icon
485
BOK Financial
BOKF
$8.8B
$379K 0.01%
2,730
– –
GNRC icon
486
Generac Holdings
GNRC
$13.1B
$377K 0.01%
+1,289
New +$323K
DFAS icon
487
Dimensional US Small Cap ETF
DFAS
$15.8B
$375K 0.01%
4,556
+8
+0.2% +$620
VLO icon
488
Valero Energy
VLO
$95.1B
$372K 0.01%
1,429
+343
+32% +$84.5K
IBB icon
489
iShares Biotechnology ETF
IBB
$9.86B
$369K 0.01%
1,940
+662
+52% +$114K
PWR icon
490
Quanta Services
PWR
$102B
$368K 0.01%
510
+10
+2% +$6.83K
ZJUL
491
Innovator Equity Defined Protection ETF - 1 Yr July
ZJUL
$187M
$365K 0.01%
12,187
-4
-0% -$119
CAH icon
492
Cardinal Health
CAH
$54.5B
$362K 0.01%
1,525
+17
+1% +$3.53K
GILD icon
493
Gilead Sciences
GILD
$168B
$362K 0.01%
2,863
+347
+14% +$45.7K
QAI icon
494
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$361K 0.01%
9,865
-211
-2% -$7.57K
TY icon
495
TRI-Continental Corp
TY
$1.91B
$360K 0.01%
10,447
– –
QBTS icon
496
D-Wave Quantum Inc. Common Stock
QBTS
$7.72B
$359K 0.01%
+14,985
New +$329K
CF icon
497
CF Industries
CF
$18.2B
$357K 0.01%
3,297
-94
-3% -$11.1K
XLC icon
498
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$356K 0.01%
3,323
-24,880
-88% -$2.84M
JCI icon
499
Johnson Controls International
JCI
$92.6B
$355K 0.01%
2,431
+110
+5% +$15.5K
ELV icon
500
Elevance Health
ELV
$86.6B
$355K 0.01%
917
-315
-26% -$117K
18 19
20
21 22

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PFA
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DE
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JCAM
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RPI
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NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $249M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.3% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.