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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$249M
Cap. Flow %
-3.62%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Consumer Staples 2.44%
3 Financials 2.25%
4 Industrials 1.21%
5 Healthcare 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
451
Bristol-Myers Squibb
BMY
$130B
$476K 0.01%
8,260
+984
+14% +$56.5K
MGK icon
452
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.7B
$474K 0.01%
5,397
-21,573
-80% -$1.84M
CHI
453
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$468K 0.01%
34,855
-417
-1% -$5.14K
DON icon
454
WisdomTree US MidCap Dividend Fund
DON
$4.1B
$465K 0.01%
8,220
+2,634
+47% +$145K
NIC icon
455
Nicolet Bankshares
NIC
$3.72B
$464K 0.01%
2,803
-1,727
-38% -$255K
WPM icon
456
Wheaton Precious Metals
WPM
$61.3B
$461K 0.01%
4,106
+2,518
+159% +$328K
EMB icon
457
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$458K 0.01%
4,753
-339
-7% -$32.5K
IYF icon
458
iShares US Financials ETF
IYF
$4.41B
$458K 0.01%
3,588
+1
+0% +$124
CELC icon
459
Celcuity
CELC
$4.49B
$456K 0.01%
4,354
-499
-10% -$57.6K
ET icon
460
Energy Transfer Partners
ET
$72.1B
$444K 0.01%
23,211
-1,013
-4% -$19.6K
SPYX icon
461
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.87B
$443K 0.01%
7,247
+25
+0.3% +$1.48K
FTEC icon
462
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$434K 0.01%
1,519
– –
WBS icon
463
Webster Financial
WBS
$12.8B
$434K 0.01%
5,675
-8
-0.1% -$582
FTNT icon
464
Fortinet
FTNT
$118B
$433K 0.01%
2,819
-249
-8% -$28.8K
MELI icon
465
Mercado Libre
MELI
$92.7B
$433K 0.01%
255
+28
+12% +$47.8K
SLV icon
466
iShares Silver Trust
SLV
$31.8B
$424K 0.01%
7,924
+121
+2% +$8.02K
NVS icon
467
Novartis
NVS
$290B
$422K 0.01%
2,692
+442
+20% +$66.3K
CIEN icon
468
Ciena
CIEN
$61.2B
$421K 0.01%
858
-41
-5% -$20.9K
STPZ icon
469
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$420K 0.01%
7,875
+48
+0.6% +$2.59K
DGRW icon
470
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$420K 0.01%
4,391
-1,613
-27% -$152K
WAT icon
471
Waters Corp
WAT
$40.9B
$419K 0.01%
1,118
-289
-21% -$98.6K
TLH icon
472
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$412K 0.01%
4,103
-11,268
-73% -$1.13M
ASTS icon
473
AST SpaceMobile
ASTS
$22.3B
$409K 0.01%
4,599
+50
+1% +$4.36K
CME icon
474
CME Group
CME
$94.3B
$407K 0.01%
1,845
+631
+52% +$175K
XLP icon
475
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$405K 0.01%
4,870
-144
-3% -$12K
17 18
19
20 21

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GAM
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PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
DE
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CF
Cantor Fitzgerald New York $6.78B AUM 28.97% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
RPI
Railway Pension Investments London, United Kingdom $7.03B AUM 18.92% 1-Year Est. Return
CIMLRA
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NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $249M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.3% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.