NorthRock Partners’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

NorthRock Partners’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$375K	Buy	4,556 +8	+0.2%	+$620	0.01%	487
2026 Q1	$324K	Buy	4,548 +7	+0.2%	+$514	0.01%	502
2025 Q4	$316K	Buy	4,541 +549	+14%	+$37.8K	0.01%	467
2025 Q3	$273K	Buy	3,992 +8	+0.2%	+$534	﹤0.01%	733
2025 Q2	$254K	Buy	3,984 +7	+0.2%	+$420	0.01%	580
2025 Q1	$238K	Buy	3,977 +6	+0.2%	+$386	0.01%	519
2024 Q4	$258K	Buy	3,971 +8	+0.2%	+$535	0.01%	512
2024 Q3	$257K	Buy	3,963 +89	+2%	+$5.57K	0.01%	545
2024 Q2	$233K	Buy	3,874 +7	+0.2%	+$421	0.01%	536
2024 Q1	$241K	Buy	3,867 +5	+0.1%	+$296	0.01%	538
2023 Q4	$230K	Buy	+3,862	New	+$207K	0.01%	512

Other funds holding DFAS

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Index Fund Advisors Irvine, California $2.52B AUM 26.26% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return

Root Financial Partners Encinitas, California $2.57B AUM 21.7% 1-Year Est. Return

Vise Technologies New York $8.83B AUM 27.11% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

NorthRock Partners's DFAS Position: Q2 2026 in Review

NorthRock Partners increased its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 0.18% in Q2 2026, buying an estimated $620 and bringing the position to 4,556 shares worth $375K. The position accounts for 0.01% of the portfolio, ranked #487.

NorthRock Partners first reported a position in DFAS in Q4 2023 and has held it in 11 quarters since. 917 funds tracked by Wall St. Rank hold DFAS as of Q2 2026.

NorthRock Partners held 4,556 shares of U.S. Small Cap Portfolio ETF Class Shares worth $375K as of Q2 2026.
NorthRock Partners bought 8 U.S. Small Cap Portfolio ETF Class Shares shares in Q2 2026, an estimated $620.
U.S. Small Cap Portfolio ETF Class Shares made up 0.01% of NorthRock Partners's portfolio in Q2 2026, its #487 holding.
NorthRock Partners first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q4 2023 and has held it in 11 quarters since.
917 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q2 2026.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.