We are live on ! Find out more
DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
-4.89%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$183M
AUM Growth
-$14.8M
Cap. Flow
+$640K
Cap. Flow %
0.35%
Top 10 Hldgs %
95.44%
Holding
36
New
2
Increased
6
Reduced
13
Closed
8

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$38.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$33.6M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$8.08M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.96M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$114K

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$24.5M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$17.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$9.85M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$7.4M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.05M

Sector Composition

Rank Sector Weight
1 Industrials 0.61%
2 Communication Services 0.56%
3 Healthcare 0.26%
4 Financials 0.16%
5 Technology 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
1
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$47.6M 26%
569,609
+403,808
+244% +$33.6M
VCSH icon
2
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$38.5M 21.02%
+494,024
New +$38.4M
FLRN icon
3
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$37.7M 20.58%
1,241,122
+263,945
+27% +$8.08M
QQQ icon
4
Invesco QQQ Trust
QQQ
$461B
$16.2M 8.85%
105,127
-42,160
-29% -$7.05M
MDY icon
5
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$13.9M 7.59%
45,959
-22,220
-33% -$7.4M
IWM icon
6
iShares Russell 2000 ETF
IWM
$80.2B
$9.28M 5.07%
69,315
-66,000
-49% -$9.85M
USFR
7
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$5.96M 3.25%
+237,694
New +$5.96M
FLOT icon
8
iShares Floating Rate Bond ETF
FLOT
$10.2B
$3.51M 1.92%
69,711
+2,249
+3% +$114K
SPTM icon
9
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$1.07M 0.59%
34,667
-127
-0.4% -$4.24K
T icon
10
AT&T
T
$159B
$1.03M 0.56%
47,717
-250
-0.5% -$5.82K
SCHB icon
11
Schwab US Broad Market ETF
SCHB
$43.2B
$1.02M 0.56%
102,432
+2,406
+2% +$26K
CAT icon
12
Caterpillar
CAT
$375B
$1.02M 0.56%
8,044
-22
-0.3% -$2.86K
SSO icon
13
ProShares Ultra S&P500
SSO
$7.81B
$795K 0.43%
68,528
– –
SPY icon
14
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$786K 0.43%
3,147
+4
+0.1% +$1.08K
EFA icon
15
iShares MSCI EAFE ETF
EFA
$78B
$677K 0.37%
11,511
-282,171
-96% -$17.6M
QLD icon
16
ProShares Ultra QQQ
QLD
$12.8B
$669K 0.37%
79,688
-33,112
-29% -$333K
VYM icon
17
Vanguard High Dividend Yield ETF
VYM
$80.9B
$502K 0.27%
6,434
-55,989
-90% -$4.67M
PFE icon
18
Pfizer
PFE
$143B
$472K 0.26%
11,407
-280
-2% -$11.6K
SDS icon
19
ProShares UltraShort S&P500
SDS
$418M
$333K 0.18%
310
– –
TFC icon
20
Truist Financial
TFC
$63.3B
$289K 0.16%
6,672
-77
-1% -$3.7K
IJH icon
21
iShares Core S&P Mid-Cap ETF
IJH
$122B
$263K 0.14%
7,925
– –
IBM icon
22
IBM
IBM
$211B
$262K 0.14%
2,410
+75
+3% +$9K
SPYM
23
State Street SPDR Portfolio S&P 500 ETF
SPYM
$162B
$260K 0.14%
8,896
– –
PG icon
24
Procter & Gamble
PG
$336B
$248K 0.14%
2,696
– –
SPMD icon
25
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$246K 0.13%
8,349
– –
1
2

Similar funds

MS
Marshall & Sullivan Seattle, Washington $216M AUM 12.97% 1-Year Est. Return
ICM
IMS Capital Management Portland, Oregon $217M AUM 18.69% 1-Year Est. Return
FFAM
Forge First Asset Management Toronto, Ontario, Canada $218M AUM 29.22% 1-Year Est. Return
NWM
Napa Wealth Management Napa, California $213M AUM 25.01% 1-Year Est. Return
LA
Lindenwold Advisors Reading, Pennsylvania $212M AUM 13.02% 1-Year Est. Return
APC
Asset Planning Corporation Knoxville, Tennessee $211M AUM 7.33% 1-Year Est. Return
WTFG
Wells Trecaso Financial Group Akron, Ohio $210M AUM 21.47% 1-Year Est. Return
SNWA
Siligmueller & Norvid Wealth Advisors Glen Ellyn, Illinois $222M AUM 10.94% 1-Year Est. Return

D. Scott Neal's Q4 2018 Portfolio in Review

As of Q4 2018, D. Scott Neal held 36 positions worth $183M, down 7.5% from $198M the previous quarter. Its ten largest holdings account for 95% of the portfolio.

D. Scott Neal's Q4 2018 filing shows 2 new, 6 increased, 13 reduced and 8 closed positions. Its largest new stake was Vanguard Short-Term Corporate Bond ETF: 494,024 shares worth $38.5M. The largest sale was iShares 5-10 Year Investment Grade Corporate Bond ETF, an estimated $24.5M.

By sector, the portfolio is most concentrated in Industrials at 0.61% of assets, down from 0.76% a quarter earlier, followed by Communication Services and Healthcare.

  • D. Scott Neal's largest Q4 2018 buy was Vanguard Short-Term Corporate Bond ETF: 494,024 shares worth $38.5M.
  • D. Scott Neal added most to iShares 1-3 Year Treasury Bond ETF in Q4 2018, an estimated $33.6M increase.
  • D. Scott Neal's biggest Q4 2018 reduction was iShares MSCI EAFE ETF, cutting an estimated $17.6M.
  • D. Scott Neal fully exited iShares 5-10 Year Investment Grade Corporate Bond ETF in Q4 2018, selling an estimated $24.5M.
  • D. Scott Neal's ten largest holdings make up 95% of its $183M portfolio in Q4 2018.
  • D. Scott Neal opened 2 new positions and closed 8 in Q4 2018.
  • D. Scott Neal's portfolio value fell 7.5% quarter-over-quarter to $183M.

Based on D. Scott Neal's 13F filing for Q4 2018, filed 6 Feb 2019.