D. Scott Neal’s iShares Floating Rate Bond ETF FLOT Stock Holding History

D. Scott Neal’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-54,903	Closed	-$2.8M	–	37
2019 Q4	$2.8M	Sell	54,903 -1,646	-3%	-$83.8K	1.35%	14
2019 Q3	$2.88M	Sell	56,549 -2,093	-4%	-$106K	1.48%	14
2019 Q2	$2.99M	Sell	58,642 -2,535	-4%	-$129K	1.62%	11
2019 Q1	$3.12M	Sell	61,177 -8,534	-12%	-$433K	1.63%	8
2018 Q4	$3.51M	Buy	69,711 +2,249	+3%	+$114K	1.92%	8
2018 Q3	$3.44M	Buy	+67,462	New	+$3.44M	1.74%	11
2015 Q3	–	Sell	-5,495	Closed	-$278K	–	34
2015 Q2	$278K	Hold	5,495	–	–	0.19%	34
2015 Q1	$278K	Hold	5,495	–	–	0.2%	31
2014 Q4	$278K	Hold	5,495	–	–	0.2%	32
2014 Q3	$279K	Sell	5,495 -790	-13%	-$40.1K	0.22%	31
2014 Q2	$319K	Sell	6,285 -7,495	-54%	-$380K	0.25%	29
2014 Q1	$699K	Hold	13,780	–	–	0.59%	24
2013 Q4	$699K	Buy	+13,780	New	+$698K	0.63%	21

Other funds holding FLOT

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

D. Scott Neal's FLOT Position: Q1 2020 in Review

D. Scott Neal sold out of iShares Floating Rate Bond ETF (FLOT) in Q1 2020, closing a stake of 54,903 shares — an estimated $2.8M sold.

D. Scott Neal first reported a position in FLOT in Q4 2013 and held it in 13 quarters. The position peaked at $3.51M in Q4 2018. 478 funds tracked by Wall St. Rank hold FLOT as of Q1 2020.

D. Scott Neal reported no remaining iShares Floating Rate Bond ETF position as of Q1 2020 after selling out during the quarter.
D. Scott Neal sold 54,903 iShares Floating Rate Bond ETF shares in Q1 2020, an estimated $2.8M.
D. Scott Neal first reported a position in iShares Floating Rate Bond ETF in Q4 2013 and held it in 13 quarters.
D. Scott Neal's iShares Floating Rate Bond ETF position peaked at $3.51M in Q4 2018.
478 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q1 2020.

Based on D. Scott Neal's 13F filing for Q1 2020, filed 27 Apr 2020.