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iShares Floating Rate Bond ETF

199 hedge funds and large institutions have $2.64B invested in iShares Floating Rate Bond ETF in 2014 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 88 increasing their positions, 62 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 8

42% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 62

18% more capital invested

Capital invested by funds: $2.24B → $2.64B (+$409M)

6% more funds holding

Funds holding: 187199 (+12)

2.75% more ownership

Funds ownership: 62.17%64.92% (+2.8%)

0% more funds holding in top 10

Funds holding in top 10: 2222 (0)

Holders
199
Holders Change
+12
Holders Change %
+6.42%
% of All Funds
5.77%
Holding in Top 10
22
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.64%
New
22
Increased
88
Reduced
62
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$372M +$4.1M +80,695 +1%
AUIM
2
Aegon USA Investment Management
Iowa
$215M +$213M +4,200,999 +22,107%
Ameriprise
3
Ameriprise
Minnesota
$211M +$46.6M +917,158 +27%
U
4
UBS
Switzerland
$140M +$42.4M +834,531 +43%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$135M +$12.7M +250,512 +10%
FSIM
6
F-Squared Investment Management
Massachusetts
$120M +$27.1M +532,955 +29%
WIM
7
Windhaven Investment Management
Massachusetts
$114M -$380K -7,473 -0.3%
AssetMark Inc
8
AssetMark Inc
California
$65.9M +$4.8M +94,424 +8%
EMA
9
Efficient Market Advisors
California
$64.8M +$1.8M +35,383 +3%
Morgan Stanley
10
Morgan Stanley
New York
$60.3M -$2.39M -47,084 -4%
BCI
11
Brinker Capital Investments
Pennsylvania
$53.6M +$3.95M +77,817 +8%
SR
12
Swiss Re
Switzerland
$50.8M +$50.8M +1,000,000 New
Wells Fargo
13
Wells Fargo
California
$49.2M +$8.26M +162,526 +20%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$49.1M +$24.1M +474,160 +97%
AA
15
Alesco Advisors
New York
$48.2M +$2.32M +45,591 +5%
LPL Financial
16
LPL Financial
California
$45.2M -$1.29M -25,363 -3%
AC
17
AFAM Capital
Texas
$38.5M +$13.3M +262,232 +53%
SMM
18
Stadion Money Management
Georgia
$34.3M -$2.52M -49,707 -7%
DWM
19
Destination Wealth Management
California
$34.2M +$5.18M +102,052 +18%
DC
20
Davenport & Co
Virginia
$33M +$688K +13,538 +2%
MG
21
Mather Group
Illinois
$32M +$15.6M +307,213 +95%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$31.7M +$4.14M +81,529 +15%
BFA
23
Beaumont Financial Advisors
Massachusetts
$31.1M +$376K +7,399 +1%
CAM
24
Capstone Asset Management
Texas
$29.6M
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$28M +$6.22M +122,373 +29%

FLOT Hedge Fund Activity: Q3 2014 in Review

199 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in iShares Floating Rate Bond ETF (FLOT) for Q3 2014, worth a combined $2.64B — up 18% from $2.24B a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FLOT positions and 8 closed out — a net gain of 14 holders — while 88 added to existing stakes and 62 trimmed.

The largest buyer was Aegon USA Investment Management, adding an estimated $213M. The largest seller was Simply Money Advisors, cutting an estimated $18.8M.

  • 199 institutional investors held iShares Floating Rate Bond ETF (FLOT) as of Q3 2014, up from 187 in Q2 2014.
  • Funds reported $2.64B of iShares Floating Rate Bond ETF stock for Q3 2014, up 18% quarter-over-quarter.
  • 22 funds opened new iShares Floating Rate Bond ETF positions in Q3 2014 and 8 closed out, a net change of +14 holders.
  • The largest iShares Floating Rate Bond ETF buyer in Q3 2014 was Aegon USA Investment Management, an estimated $213M added.
  • The largest iShares Floating Rate Bond ETF seller in Q3 2014 was Simply Money Advisors, an estimated $18.8M sold.

Based on aggregated 13F filings for Q3 2014.