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iShares Floating Rate Bond ETF

137 hedge funds and large institutions have $3.18B invested in iShares Floating Rate Bond ETF in 2013 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 64 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 10

178% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 23

155% more capital invested

Capital invested by funds: $1.24B → $3.18B (+$1.93B)

58% more funds holding in top 10

Funds holding in top 10: 1219 (+7)

28% more funds holding

Funds holding: 107137 (+30)

5.62% less ownership

Funds ownership: 65.35%59.73% (-5.6%)

Holders
137
Holders Change
+30
Holders Change %
+28.04%
% of All Funds
4.44%
Holding in Top 10
19
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+58.33%
% of All Funds
0.62%
New
42
Increased
64
Reduced
23
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTI
1
Laffer Tengler Investments
Tennessee
$1.27B
Bank of America
2
Bank of America
North Carolina
$277M +$204M +4,031,914 +280%
AssetMark Inc
3
AssetMark Inc
California
$164M +$164M +3,231,822 New
Ameriprise
4
Ameriprise
Minnesota
$160M +$29.8M +588,218 +23%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$160M +$11M +217,739 +7%
U
6
UBS
Switzerland
$83.3M +$21.1M +416,120 +34%
Morgan Stanley
7
Morgan Stanley
New York
$71.1M +$21.3M +420,002 +43%
LPL Financial
8
LPL Financial
California
$71M +$26.7M +527,208 +60%
SR
9
Swiss Reinsurance
Switzerland
$50.7M +$50.6M +1,000,000 New
BCI
10
Brinker Capital Investments
Pennsylvania
$46.1M +$7.67M +151,400 +20%
EMA
11
Efficient Market Advisors
California
$43.3M +$4.11M +81,235 +11%
Wells Fargo
12
Wells Fargo
California
$39.7M +$5.05M +99,759 +15%
SMA
13
Simply Money Advisors
Ohio
$37.6M +$37.6M +742,235 New
SMM
14
Stadion Money Management
Georgia
$35.6M +$16.5M +325,189 +86%
BTS
15
BB&T Securities
Virginia
$35.4M +$3.54M +69,833 New
AC
16
AFAM Capital
Texas
$34.8M +$6.91M +136,512 +25%
NA
17
Navellier & Associates
Nevada
$34M +$30.9M +609,356 +997%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$30.4M -$7.01M -138,507 -19%
DWM
19
Destination Wealth Management
California
$25.5M +$25.5M +502,900 New
SNC
20
Stifel Nicolaus & Co
Missouri
$25.3M +$6.58M +129,929 +35%
Goldman Sachs
21
Goldman Sachs
New York
$25.2M -$15.6M -309,048 -38%
BFA
22
Beaumont Financial Advisors
Massachusetts
$24.5M +$2.8M +55,327 +13%
DC
23
Davenport & Co
Virginia
$22.2M +$4.04M +79,800 +22%
LPT
24
Legacy Private Trust
Wisconsin
$21M +$9.49M +187,339 +83%
FSIM
25
F-Squared Investment Management
Massachusetts
$20.5M +$20.5M +405,147 New

FLOT Hedge Fund Activity: Q3 2013 in Review

137 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Floating Rate Bond ETF (FLOT) for Q3 2013, worth a combined $3.18B — up 155% from $1.24B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new FLOT positions and 10 closed out — a net gain of 32 holders — while 64 added to existing stakes and 23 trimmed.

The largest buyer was Bank of America, adding an estimated $204M. The largest seller was Goldman Sachs, cutting an estimated $15.6M.

  • 137 institutional investors held iShares Floating Rate Bond ETF (FLOT) as of Q3 2013, up from 107 in Q2 2013.
  • Funds reported $3.18B of iShares Floating Rate Bond ETF stock for Q3 2013, up 155% quarter-over-quarter.
  • 42 funds opened new iShares Floating Rate Bond ETF positions in Q3 2013 and 10 closed out, a net change of +32 holders.
  • The largest iShares Floating Rate Bond ETF buyer in Q3 2013 was Bank of America, an estimated $204M added.
  • The largest iShares Floating Rate Bond ETF seller in Q3 2013 was Goldman Sachs, an estimated $15.6M sold.

Based on aggregated 13F filings for Q3 2013.