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iShares Floating Rate Bond ETF

182 hedge funds and large institutions have $2.4B invested in iShares Floating Rate Bond ETF in 2014 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 74 increasing their positions, 64 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 20

16% more repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 64

5% more funds holding

Funds holding: 173182 (+9)

5% more capital invested

Capital invested by funds: $2.29B → $2.4B (+$110M)

0% more funds holding in top 10

Funds holding in top 10: 2525 (0)

0.4% less ownership

Funds ownership: 65.1%64.7% (-0.4%)

Holders
182
Holders Change
+9
Holders Change %
+5.2%
% of All Funds
5.26%
Holding in Top 10
25
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.72%
New
29
Increased
74
Reduced
64
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$361M +$18.6M +366,715 +5%
Ameriprise
2
Ameriprise
Minnesota
$195M +$90.6M +1,787,038 +87%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$185M -$7.37M -145,404 -4%
AssetMark Inc
4
AssetMark Inc
California
$153M -$1.88M -37,131 -1%
U
5
UBS
Switzerland
$113M +$3.13M +61,782 +3%
WIM
6
Windhaven Investment Management
Massachusetts
$111M -$1.71M -33,694 -2%
FSIM
7
F-Squared Investment Management
Massachusetts
$101M +$18.4M +363,009 +22%
Morgan Stanley
8
Morgan Stanley
New York
$64.5M -$5.74M -113,163 -8%
LPL Financial
9
LPL Financial
California
$59.9M -$4.69M -92,608 -7%
EMA
10
Efficient Market Advisors
California
$59.4M +$6.7M +132,245 +13%
SR
11
Swiss Reinsurance
Switzerland
$50.7M
BCI
12
Brinker Capital Investments
Pennsylvania
$49.5M -$277K -5,460 -0.6%
AA
13
Alesco Advisors
New York
$44.8M +$2.32M +45,763 +5%
Wells Fargo
14
Wells Fargo
California
$41M +$4.23M +83,512 +12%
SMA
15
Simply Money Advisors
Ohio
$38.1M -$308K -6,083 -0.8%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$36.5M -$4.03M -79,505 -10%
SMM
17
Stadion Money Management
Georgia
$35.3M -$1.15M -22,713 -3%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$35.2M +$15.3M +302,466 +77%
BFA
19
Beaumont Financial Advisors
Massachusetts
$32.4M +$5.51M +108,660 +20%
DC
20
Davenport & Co
Virginia
$30.8M +$8.84M +174,325 +40%
CAM
21
Capstone Asset Management
Texas
$29.3M
DWM
22
Destination Wealth Management
California
$28.3M +$619K +12,209 +2%
AC
23
AFAM Capital
Texas
$27.3M -$70.1K -1,383 -0.3%
Stifel Financial
24
Stifel Financial
Missouri
$25.3M +$25.3M +498,382 New
ECML
25
Eagle Capital Management (Louisiana)
Louisiana
$21.1M -$598K -11,790 -3%

FLOT Hedge Fund Activity: Q1 2014 in Review

182 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in iShares Floating Rate Bond ETF (FLOT) for Q1 2014, worth a combined $2.4B — up 4.8% from $2.29B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new FLOT positions and 20 closed out — a net gain of 9 holders — while 74 added to existing stakes and 64 trimmed.

The largest buyer was Ameriprise, adding an estimated $90.6M. The largest seller was Saba Capital Management, cutting an estimated $24.1M.

  • 182 institutional investors held iShares Floating Rate Bond ETF (FLOT) as of Q1 2014, up from 173 in Q4 2013.
  • Funds reported $2.4B of iShares Floating Rate Bond ETF stock for Q1 2014, up 4.8% quarter-over-quarter.
  • 29 funds opened new iShares Floating Rate Bond ETF positions in Q1 2014 and 20 closed out, a net change of +9 holders.
  • The largest iShares Floating Rate Bond ETF buyer in Q1 2014 was Ameriprise, an estimated $90.6M added.
  • The largest iShares Floating Rate Bond ETF seller in Q1 2014 was Saba Capital Management, an estimated $24.1M sold.

Based on aggregated 13F filings for Q1 2014.