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iShares Floating Rate Bond ETF

214 hedge funds and large institutions have $2.11B invested in iShares Floating Rate Bond ETF in 2015 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 62 increasing their positions, 87 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 25

3.91% more ownership

Funds ownership: 57.9%61.81% (+3.9%)

2% more funds holding

Funds holding: 209214 (+5)

9% less funds holding in top 10

Funds holding in top 10: 2321 (-2)

29% less repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 87

33% less capital invested

Capital invested by funds: $3.15B → $2.11B (-$1.03B)

Holders
214
Holders Change
+5
Holders Change %
+2.39%
% of All Funds
5.7%
Holding in Top 10
21
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-8.7%
% of All Funds
0.56%
New
33
Increased
62
Reduced
87
Closed
25
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$335M -$28.3M -559,207 -8%
AUIM
2
Aegon USA Investment Management
Iowa
$220M +$25.7M +508,723 +13%
AssetMark Inc
3
AssetMark Inc
California
$108M +$108M +2,136,870 +43,371%
Ameriprise
4
Ameriprise
Minnesota
$89.5M -$42.6M -842,746 -32%
WCM
5
Windham Capital Management
Massachusetts
$88.9M +$88.8M +1,755,085 New
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$82.6M -$11M -216,493 -12%
Morgan Stanley
7
Morgan Stanley
New York
$75.3M -$2.02M -39,888 -3%
EMA
8
Efficient Market Advisors
California
$61.7M +$946K +18,686 +2%
BCI
9
Brinker Capital Investments
Pennsylvania
$57.4M
UBS Group
10
UBS Group
Switzerland
$55.7M -$20.1M -398,077 -27%
AA
11
Alesco Advisors
New York
$51M +$2.52M +49,891 +5%
SR
12
Swiss Re
Switzerland
$50.6M
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$42.5M -$5.62M -110,999 -12%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$41.2M -$12.8M -253,083 -24%
Wells Fargo
15
Wells Fargo
California
$33.1M -$8.23M -162,538 -20%
DWM
16
Destination Wealth Management
California
$33M -$1.2M -23,769 -4%
DC
17
Davenport & Co
Virginia
$29.4M -$2.02M -39,979 -6%
CAM
18
Capstone Asset Management
Texas
$29.2M -$306K -6,050 -1%
LPL Financial
19
LPL Financial
California
$29.2M -$9.26M -182,941 -24%
Stifel Financial
20
Stifel Financial
Missouri
$26.8M +$778K +15,381 +3%
MCM
21
MV Capital Management
Maryland
$26.4M -$909K -17,957 -3%
GAIA
22
Global Atlantic Investment Advisors
Indiana
$25.5M +$17M +336,864 +201%
BTS
23
BB&T Securities
Virginia
$25.1M +$2.29M +45,308 +1,071%
EB
24
Eastern Bank
Massachusetts
$22.6M +$370K +7,312 +2%
DJSG
25
D.J. St. Germain
Massachusetts
$22.1M -$497K -9,825 -2%

FLOT Hedge Fund Activity: Q1 2015 in Review

214 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in iShares Floating Rate Bond ETF (FLOT) for Q1 2015, worth a combined $2.11B — down 33% from $3.15B a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new FLOT positions and 25 closed out — a net gain of 8 holders — while 62 added to existing stakes and 87 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $108M. The largest seller was Windhaven Investment Management, exiting entirely with an estimated $108M sold.

  • 214 institutional investors held iShares Floating Rate Bond ETF (FLOT) as of Q1 2015, up from 209 in Q4 2014.
  • Funds reported $2.11B of iShares Floating Rate Bond ETF stock for Q1 2015, down 33% quarter-over-quarter.
  • 33 funds opened new iShares Floating Rate Bond ETF positions in Q1 2015 and 25 closed out, a net change of +8 holders.
  • The largest iShares Floating Rate Bond ETF buyer in Q1 2015 was AssetMark Inc, an estimated $108M added.
  • The largest iShares Floating Rate Bond ETF seller in Q1 2015 was Windhaven Investment Management, an estimated $108M sold.

Based on aggregated 13F filings for Q1 2015.