Windhaven Investment Management’s iShares Floating Rate Bond ETF FLOT Stock Holding History

Windhaven Investment Management’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-2,146,626	Closed	-$108M	–	49
2014 Q4	$108M	Sell	2,146,626 -103,206	-5%	-$5.23M	0.69%	27
2014 Q3	$114M	Sell	2,249,832 -7,473	-0.3%	-$380K	0.67%	28
2014 Q2	$115M	Buy	2,257,305 +66,019	+3%	+$3.35M	0.63%	29
2014 Q1	$111M	Sell	2,191,286 -33,694	-2%	-$1.71M	0.62%	27
2013 Q4	$113M	Sell	2,224,980 -79,785	-3%	-$4.04M	0.69%	27
2013 Q3	$117K	Sell	2,304,765 -139,013	-6%	-$7.04M	0.52%	27
2013 Q2	$124M	Buy	+2,443,778	New	+$124M	0.73%	25

Other funds holding FLOT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AUIM

Aegon USA Investment Management Cedar Rapids, Iowa $140M AUM 12.2% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

WCM

Windham Capital Management Boston, Massachusetts $128M AUM 12.44% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Windhaven Investment Management's FLOT Position: Q1 2015 in Review

Windhaven Investment Management sold out of iShares Floating Rate Bond ETF (FLOT) in Q1 2015, closing a stake of 2,146,626 shares — an estimated $108M sold.

Windhaven Investment Management first reported a position in FLOT in Q2 2013 and held it in 7 quarters. The position peaked at $124M in Q2 2013. 214 funds tracked by Wall St. Rank hold FLOT as of Q1 2015.

Windhaven Investment Management reported no remaining iShares Floating Rate Bond ETF position as of Q1 2015 after selling out during the quarter.
Windhaven Investment Management sold 2,146,626 iShares Floating Rate Bond ETF shares in Q1 2015, an estimated $108M.
Windhaven Investment Management first reported a position in iShares Floating Rate Bond ETF in Q2 2013 and held it in 7 quarters.
Windhaven Investment Management's iShares Floating Rate Bond ETF position peaked at $124M in Q2 2013.
214 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q1 2015.

Based on Windhaven Investment Management's 13F filing for Q1 2015, filed 15 May 2015.