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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+9.52%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$216M
AUM Growth
+$15.6M
Cap. Flow
-$1.72M
Cap. Flow %
-0.79%
Top 10 Hldgs %
78.94%
Holding
59
New
4
Increased
7
Reduced
15
Closed
1

Top Buys

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$250K
2
ITB icon
iShares US Home Construction ETF
ITB
+$211K
3
BAC icon
Bank of America
BAC
+$195K
4
WMT icon
Walmart Inc
WMT
+$194K
5
MU icon
Micron Technology
MU
+$174K

Top Sells

Rank Stock Value
1
UNM icon
Unum
UNM
+$537K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$455K
3
IAU icon
iShares Gold Trust
IAU
+$407K
4
AJG icon
Arthur J. Gallagher & Co
AJG
+$287K
5
GLD icon
SPDR Gold Trust
GLD
+$274K

Sector Composition

Rank Sector Weight
1 Financials 20.64%
2 Technology 18.11%
3 Real Estate 3.58%
4 Industrials 1.9%
5 Consumer Discretionary 1.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
1
SPDR Gold Trust
GLD
$130B
$36.1M 16.72%
101,674
-861
-0.8% -$274K
QQQ icon
2
Invesco QQQ Trust
QQQ
$466B
$30.9M 14.29%
51,460
-309
-0.6% -$177K
XLC icon
3
State Street Communication Services Select Sector SPDR ETF
XLC
$23.1B
$21.9M 10.14%
185,200
-283
-0.2% -$31.5K
UNM icon
4
Unum
UNM
$14.2B
$20M 9.26%
257,423
-7,166
-3% -$537K
AJG icon
5
Arthur J. Gallagher & Co
AJG
$65.2B
$17.6M 8.12%
56,663
-951
-2% -$287K
FLEX icon
6
Flex
FLEX
$43.7B
$15.5M 7.18%
267,835
+84
+0% +$4.46K
KLAC icon
7
KLA
KLAC
$278B
$11.7M 5.43%
108,860
-10
-0% -$933
NSA icon
8
National Storage Affiliates Trust
NSA
$3.45B
$7.73M 3.58%
255,877
-358
-0.1% -$11.2K
IAU icon
9
iShares Gold Trust
IAU
$62.4B
$4.88M 2.26%
67,117
-6,232
-8% -$407K
MSFT icon
10
Microsoft
MSFT
$2.93T
$4.23M 1.96%
8,172
– –
SPY icon
11
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$4.14M 1.91%
6,211
-710
-10% -$455K
CAT icon
12
Caterpillar
CAT
$405B
$3.6M 1.67%
7,549
– –
QLD icon
13
ProShares Ultra QQQ
QLD
$13B
$3.42M 1.58%
49,856
– –
XLU icon
14
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$2.93M 1.35%
67,116
+5,914
+10% +$250K
BRK.B icon
15
Berkshire Hathaway Class B
BRK.B
$1.06T
$2.88M 1.33%
5,719
– –
REKR icon
16
Rekor Systems
REKR
$77.9M
$2.67M 1.24%
1,700,650
– –
SSO icon
17
ProShares Ultra S&P500
SSO
$7.87B
$2.54M 1.18%
45,376
– –
AAPL icon
18
Apple
AAPL
$4.9T
$1.75M 0.81%
6,882
+10
+0.1% +$2.26K
NVDA icon
19
NVIDIA
NVDA
$4.91T
$1.7M 0.79%
9,122
-1,000
-10% -$174K
RBCAA icon
20
Republic Bancorp
RBCAA
$1.78B
$1.52M 0.7%
21,000
– –
IVV icon
21
iShares Core S&P 500 ETF
IVV
$881B
$1.43M 0.66%
2,129
– –
HEFA icon
22
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.2B
$1.24M 0.57%
31,360
+532
+2% +$20.5K
T icon
23
AT&T
T
$152B
$1.02M 0.47%
36,040
– –
HD icon
24
Home Depot
HD
$338B
$947K 0.44%
2,336
– –
V icon
25
Visa
V
$682B
$871K 0.4%
2,550
– –
1
2 3

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q3 2025 Portfolio in Review

As of Q3 2025, D. Scott Neal held 59 positions worth $216M, up 7.8% from $201M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

D. Scott Neal's Q3 2025 filing shows 4 new, 7 increased, 15 reduced and 1 closed positions. Its largest new stake was iShares US Home Construction ETF: 2,000 shares worth $215K. The largest sale was Unum, an estimated $537K.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 23% a quarter earlier, followed by Technology and Real Estate.

  • D. Scott Neal's largest Q3 2025 buy was iShares US Home Construction ETF: 2,000 shares worth $215K.
  • D. Scott Neal added most to State Street Utilities Select Sector SPDR ETF in Q3 2025, an estimated $250K increase.
  • D. Scott Neal's biggest Q3 2025 reduction was Unum, cutting an estimated $537K.
  • D. Scott Neal fully exited Novo Nordisk in Q3 2025, selling an estimated $222K.
  • D. Scott Neal's ten largest holdings make up 79% of its $216M portfolio in Q3 2025.
  • D. Scott Neal opened 4 new positions and closed 1 in Q3 2025.
  • D. Scott Neal's portfolio value rose 7.8% quarter-over-quarter to $216M.

Based on D. Scott Neal's 13F filing for Q3 2025, filed 28 Oct 2025.