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D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+3.02%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$133M
AUM Growth
-$46M
Cap. Flow
-$44.5M
Cap. Flow %
-33.49%
Top 10 Hldgs %
64.37%
Holding
71
New
8
Increased
11
Reduced
23
Closed
8

Top Buys

Rank Stock Value
1
AJG icon
Arthur J. Gallagher & Co
AJG
+$8.49M
2
KLAC icon
KLA
KLAC
+$7.82M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$568K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$510K
5
GLD icon
SPDR Gold Trust
GLD
+$461K

Top Sells

Rank Stock Value
1
PSQ icon
ProShares Short QQQ
PSQ
+$56.2M
2
CORN icon
Teucrium Corn Fund
CORN
+$3.65M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$751K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$663K
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$634K

Sector Composition

Rank Sector Weight
1 Technology 16.26%
2 Financials 9.95%
3 Healthcare 7.66%
4 Energy 6.56%
5 Materials 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
1
SPDR Gold Trust
GLD
$131B
$12.2M 9.19%
68,532
+2,509
+4% +$461K
KLAC icon
2
KLA
KLAC
$239B
$9.07M 6.82%
+187,040
New +$7.82M
AJG icon
3
Arthur J. Gallagher & Co
AJG
$64.1B
$8.96M 6.74%
+40,820
New +$8.49M
XOM icon
4
ExxonMobil
XOM
$644B
$8.73M 6.56%
81,368
+2,973
+4% +$324K
IYK icon
5
iShares US Consumer Staples ETF
IYK
$1.4B
$8.63M 6.49%
129,249
+435
+0.3% +$29.2K
AMR icon
6
Alpha Metallurgical Resources
AMR
$1.74B
$8.54M 6.42%
51,929
+2,630
+5% +$402K
ABBV icon
7
AbbVie
ABBV
$443B
$8.13M 6.11%
60,352
+2,747
+5% +$403K
XLU icon
8
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$7.75M 5.83%
236,768
-4,578
-2% -$154K
PDBC icon
9
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$7.22M 5.43%
530,596
-27,261
-5% -$379K
BJ icon
10
BJs Wholesale Club
BJ
$12.5B
$6.36M 4.78%
100,861
+6,287
+7% +$435K
ENPH icon
11
Enphase Energy
ENPH
$4.96B
$4.47M 3.36%
26,666
+1,593
+6% +$285K
VTIP icon
12
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$3.75M 2.82%
79,051
-11,134
-12% -$531K
SPHB icon
13
Invesco S&P 500 High Beta ETF
SPHB
$971M
$3.21M 2.42%
42,061
-10,804
-20% -$751K
REKR icon
14
Rekor Systems
REKR
$85.8M
$2.87M 2.16%
1,610,920
– –
MSFT icon
15
Microsoft
MSFT
$3.45T
$2.86M 2.15%
8,386
-13
-0.2% -$4.07K
QQQ icon
16
Invesco QQQ Trust
QQQ
$461B
$2.17M 1.64%
5,886
+1,516
+35% +$510K
MDYV icon
17
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$1.91M 1.44%
27,757
-10,146
-27% -$663K
CAT icon
18
Caterpillar
CAT
$375B
$1.86M 1.4%
7,549
-12
-0.2% -$2.68K
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.84M 1.38%
5,400
– –
QLD icon
20
ProShares Ultra QQQ
QLD
$12.8B
$1.62M 1.21%
50,182
– –
AAPL icon
21
Apple
AAPL
$4.54T
$1.34M 1%
6,885
– –
SSO icon
22
ProShares Ultra S&P500
SSO
$7.81B
$1.33M 1%
45,808
-2,400
-5% -$62.8K
IJS icon
23
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$1.18M 0.89%
12,381
-3,572
-22% -$327K
XLRE icon
24
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.55B
$1.03M 0.77%
27,292
-864
-3% -$31.9K
RBCAA icon
25
Republic Bancorp
RBCAA
$1.95B
$893K 0.67%
21,000
– –
1
2 3

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FFAM
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NWM
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LA
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APC
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WTFG
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SNWA
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D. Scott Neal's Q2 2023 Portfolio in Review

As of Q2 2023, D. Scott Neal held 71 positions worth $133M, down 26% from $179M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

D. Scott Neal withdrew a net $44.5M in Q2 2023, closing 8 positions and reducing 23 holdings. Its most notable exit was Teucrium Corn Fund, an estimated $3.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.

Against the trend, D. Scott Neal opened a new position in Arthur J. Gallagher & Co worth $8.96M.

  • D. Scott Neal's largest Q2 2023 buy was Arthur J. Gallagher & Co: 40,820 shares worth $8.96M.
  • D. Scott Neal added most to Invesco QQQ Trust in Q2 2023, an estimated $510K increase.
  • D. Scott Neal's biggest Q2 2023 reduction was ProShares Short QQQ, cutting an estimated $56.2M.
  • D. Scott Neal fully exited Teucrium Corn Fund in Q2 2023, selling an estimated $3.65M.
  • D. Scott Neal's ten largest holdings make up 64% of its $133M portfolio in Q2 2023.
  • D. Scott Neal opened 8 new positions and closed 8 in Q2 2023.
  • D. Scott Neal's portfolio value fell 26% quarter-over-quarter to $133M.

Based on D. Scott Neal's 13F filing for Q2 2023, filed 17 Jul 2023.