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DSN

D. Scott Neal Portfolio holdings

AUM $216M
1-Year Est. Return 33.28%
This Fund
S&P 500
This Quarter Est. Return
+2.29%
1 Year Est. Return
+33.28%
3 Year Est. Return
+105.2%
5 Year Est. Return
+143.51%
10 Year Est. Return
+276.24%
AUM
$127M
AUM Growth
+$14.6M
Cap. Flow
+$12.3M
Cap. Flow %
9.66%
Top 10 Hldgs %
82.06%
Holding
209
New
24
Increased
27
Reduced
29
Closed
30

Top Buys

Rank Stock Value
1
BLV icon
Vanguard Long-Term Bond ETF
BLV
+$2.81M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$2.8M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.59M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.53M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.47M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$593K
2
IYR icon
iShares US Real Estate ETF
IYR
+$592K
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$543K
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$529K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$486K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.32%
2 Technology 1.16%
3 Industrials 1.04%
4 Healthcare 0.83%
5 Financials 0.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEF icon
1
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$17.4M 13.64%
155,335
-1,652
-1% -$185K
IGIB icon
2
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$16.4M 12.88%
294,632
+5,598
+2% +$312K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$14.1M 11.05%
65,115
-1,283
-2% -$277K
VNQ icon
4
Vanguard Real Estate ETF
VNQ
$39.6B
$13.9M 10.95%
160,769
+27,695
+21% +$2.47M
IWM icon
5
iShares Russell 2000 ETF
IWM
$82.2B
$10.1M 7.94%
81,475
+20,785
+34% +$2.53M
QQQ icon
6
Invesco QQQ Trust
QQQ
$466B
$8.24M 6.47%
69,447
-2,575
-4% -$297K
DVY icon
7
iShares Select Dividend ETF
DVY
$23.8B
$8.01M 6.29%
93,449
+29,960
+47% +$2.59M
MDY icon
8
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$7.66M 6.01%
27,118
-639
-2% -$180K
IYR icon
9
iShares US Real Estate ETF
IYR
$4.83B
$5.56M 4.37%
68,999
-7,154
-9% -$592K
EFA icon
10
iShares MSCI EAFE ETF
EFA
$76.5B
$3.15M 2.47%
53,235
-1,917
-3% -$111K
VTI icon
11
Vanguard Total Stock Market ETF
VTI
$658B
$2.81M 2.21%
+25,242
New +$2.8M
BLV icon
12
Vanguard Long-Term Bond ETF
BLV
$5.85B
$2.8M 2.2%
+28,373
New +$2.81M
VYM icon
13
Vanguard High Dividend Yield ETF
VYM
$80B
$2.04M 1.6%
+28,334
New +$2.06M
IVV icon
14
iShares Core S&P 500 ETF
IVV
$881B
$1.66M 1.3%
7,627
+1,630
+27% +$355K
VCSH icon
15
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$1.32M 1.04%
16,388
+155
+1% +$12.5K
QLD icon
16
ProShares Ultra QQQ
QLD
$13B
$1.16M 0.91%
214,240
-13,760
-6% -$70.4K
SPSB icon
17
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.5B
$739K 0.58%
24,030
-1,700
-7% -$52.3K
CAT icon
18
Caterpillar
CAT
$405B
$714K 0.56%
8,040
-53
-0.7% -$4.34K
SSO icon
19
ProShares Ultra S&P500
SSO
$7.87B
$631K 0.5%
71,120
+2,400
+3% +$21.2K
UWM icon
20
ProShares Ultra Russell2000
UWM
$277M
$535K 0.42%
22,580
+15,680
+227% +$356K
XOM icon
21
ExxonMobil
XOM
$611B
$385K 0.3%
4,412
-2,328
-35% -$207K
IBM icon
22
IBM
IBM
$200B
$365K 0.29%
2,401
+545
+29% +$82.7K
USB icon
23
US Bancorp
USB
$98.4B
$322K 0.25%
7,510
-80
-1% -$3.4K
PM icon
24
Philip Morris
PM
$301B
$317K 0.25%
3,265
+3,238
+11,993% +$324K
PG icon
25
Procter & Gamble
PG
$349B
$269K 0.21%
2,997
+546
+22% +$47.4K
1
2 3 4 5

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FFAM
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NWM
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WTFG
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D. Scott Neal's Q3 2016 Portfolio in Review

As of Q3 2016, D. Scott Neal held 209 positions worth $127M, up 13% from $113M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

D. Scott Neal deployed $12.3M of net new capital in Q3 2016, opening 24 new positions and adding to 27 existing holdings. Its largest new stake was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.3% of assets, up from 0.66% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $593K trimmed.

  • D. Scott Neal's largest Q3 2016 buy was Vanguard Long-Term Bond ETF: 28,373 shares worth $2.8M.
  • D. Scott Neal added most to iShares Select Dividend ETF in Q3 2016, an estimated $2.59M increase.
  • D. Scott Neal's biggest Q3 2016 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $593K.
  • D. Scott Neal fully exited Vanguard Intermediate-Term Treasury ETF in Q3 2016, selling an estimated $529K.
  • D. Scott Neal's ten largest holdings make up 82% of its $127M portfolio in Q3 2016.
  • D. Scott Neal opened 24 new positions and closed 30 in Q3 2016.
  • D. Scott Neal's portfolio value rose 13% quarter-over-quarter to $127M.

Based on D. Scott Neal's 13F filing for Q3 2016, filed 18 Oct 2016.