DSN

D. Scott Neal Portfolio holdings

AUM $201M
This Quarter Return
+2.58%
1 Year Return
+32.5%
3 Year Return
+88.01%
5 Year Return
+133.61%
10 Year Return
+227.44%
AUM
$126M
AUM Growth
+$126M
Cap. Flow
+$4.72M
Cap. Flow %
3.75%
Top 10 Hldgs %
84.86%
Holding
153
New
119
Increased
7
Reduced
23
Closed
–

Top Buys

1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$1.89M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$789K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
$456K
4
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$314K
5
QQQ icon
Invesco QQQ Trust
QQQ
$311K

Top Sells

1
MRK icon
Merck
MRK
$642K
2
OIL
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$536K
3
IWM icon
iShares Russell 2000 ETF
IWM
$370K
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$354K
5
JNJ icon
Johnson & Johnson
JNJ
$251K

Sector Composition

1 Healthcare 0.95%
2 Industrials 0.88%
3 Technology 0.81%
4 Financials 0.63%
5 Energy 0.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IEF icon
1
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$20.5M 16.24% 193,770 +17,915 +10% +$1.89M
SPY icon
2
SPDR S&P 500 ETF Trust
SPY
$658B
$17.7M 14.08% 86,985 -1,735 -2% -$354K
IGIB icon
3
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$16.2B
$15.8M 12.54% 147,232 +7,355 +5% +$789K
QQQ icon
4
Invesco QQQ Trust
QQQ
$364B
$12.5M 9.96% 112,172 +2,780 +3% +$311K
VNQ icon
5
Vanguard Real Estate ETF
VNQ
$34.6B
$10.8M 8.56% 135,299 +5,720 +4% +$456K
MDY icon
6
SPDR S&P MidCap 400 ETF Trust
MDY
$23.7B
$8.33M 6.61% 32,794 +1,235 +4% +$314K
IWM icon
7
iShares Russell 2000 ETF
IWM
$67B
$7.22M 5.73% 64,135 -3,289 -5% -$370K
IYR icon
8
iShares US Real Estate ETF
IYR
$3.76B
$5.78M 4.58% 76,930 -2,380 -3% -$179K
DVY icon
9
iShares Select Dividend ETF
DVY
$20.8B
$4.93M 3.91% 65,571 +2,550 +4% +$192K
OIL
10
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$3.34M 2.65% 535,474 -86,101 -14% -$536K
EFA icon
11
iShares MSCI EAFE ETF
EFA
$66B
$3.23M 2.56% 55,012 -3,285 -6% -$193K
SPSB icon
12
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
$1.75M 1.39% 57,585 -5,600 -9% -$170K
VCSH icon
13
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$1.71M 1.36% 21,648 -22 -0.1% -$1.74K
QLD icon
14
ProShares Ultra QQQ
QLD
$8.91B
$1.11M 0.88% 14,170 -680 -5% -$53.3K
IWB icon
15
iShares Russell 1000 ETF
IWB
$43.2B
$634K 0.5% 5,598 -280 -5% -$31.7K
SCHR icon
16
Schwab Intermediately-Term US Treasury ETF
SCHR
$11.5B
$628K 0.5% 11,724 -1,279 -10% -$68.5K
SCHB icon
17
Schwab US Broad Market ETF
SCHB
$36.2B
$611K 0.49% 12,457 -858 -6% -$42.1K
VGIT icon
18
Vanguard Intermediate-Term Treasury ETF
VGIT
$32.3B
$561K 0.45% 8,712 -686 -7% -$44.2K
CAT icon
19
Caterpillar
CAT
$196B
$546K 0.43% 8,040 – –
SSO icon
20
ProShares Ultra S&P500
SSO
$7.16B
$541K 0.43% 8,590 -450 -5% -$28.3K
XOM icon
21
Exxon Mobil
XOM
$487B
$518K 0.41% 6,643 -1,850 -22% -$144K
SHY icon
22
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$439K 0.35% 5,200 -270 -5% -$22.8K
SCHF icon
23
Schwab International Equity ETF
SCHF
$50.3B
$386K 0.31% 13,998 -1,165 -8% -$32.1K
ALXN
24
DELISTED
Alexion Pharmaceuticals Inc
ALXN
$382K 0.3% 2,000 – –
USB icon
25
US Bancorp
USB
$76B
$320K 0.25% 7,507 +40 +0.5% +$1.71K
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